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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 116 Institutional holders with a total value of $169,072,026.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 3,655,715 28,441,000 16.82%
2 RENAISSANCE TECHNOLOGIES LLC 2,044,500 15,906,000 9.41%
3 VANGUARD GROUP INC 1,922,754 14,959,000 8.85%
4 STATE STREET CORP 1,399,168 10,891,000 6.44%
5 DEUTSCHE BANK AG\ 1,337,285 10,403,000 6.15%
6 Global X Management CO LLC 1,318,478 10,258,000 6.07%
7 NORTHERN TRUST CORP 1,257,333 9,782,000 5.79%
8 BlackRock Institutional Trust Company, N.A. 1,067,401 8,304,000 4.91%
9 LSV ASSET MANAGEMENT 591,400 4,601,000 2.72%
10 GUGGENHEIM CAPITAL LLC 467,058 3,634,000 2.15%
11 GEODE CAPITAL MANAGEMENT, LLC 381,132 2,965,000 1.75%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 380,400 2,887,000 1.71%
13 Bank of New York Mellon Corp 348,974 2,715,000 1.61%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 340,480 2,649,000 1.57%
15 MCKINLEY CAPITAL MANAGEMENT LLC 336,838 2,621,000 1.55%
16 BlackRock Investment Management, LLC 262,337 2,041,000 1.21%
17 Creative Planning 258,970 2,015,000 1.19%
18 Sterling Capital Management LLC 250,079 1,946,000 1.15%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 212,028 1,649,000 0.98%
20 DEERE & CO 207,312 1,613,000 0.95%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 185,084 1,440,000 0.85%
22 CITADEL ADVISORS LLC 174,626 1,358,000 0.80%
23 MORGAN STANLEY 156,977 1,222,000 0.72%
24 RUSSELL FRANK CO/ 147,902 1,150,000 0.68%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 137,556 1,070,000 0.63%
26 ALLIANCEBERNSTEIN L.P. 113,400 882,000 0.52%
27 Municipal Employees' Retirement System of Michigan 108,500 844,000 0.50%
28 TEACHERS ADVISORS, LLC 103,715 807,000 0.48%
29 Counsel Portfolio Services Inc. 94,400 734,000 0.43%
30 ACADIAN ASSET MANAGEMENT LLC 94,400 734,000 0.43%
31 UBS AG 90,431 703,000 0.42%
32 Swiss National Bank 87,900 684,000 0.40%
33 RHUMBLINE ADVISERS 86,154 670,000 0.40%
34 PARAMETRIC PORTFOLIO ASSOCIATES LLC 79,469 618,000 0.37%
35 ProShare Advisors LLC 76,472 595,000 0.35%
36 Ativo Capital Management LLC 75,169 585,000 0.35% SH
37 Invesco Ltd. 74,816 582,000 0.34%
38 JANE STREET GROUP, LLC 73,682 573,000 0.34%
39 VOYA INVESTMENT MANAGEMENT LLC 71,468 556,000 0.33%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,000 521,000 0.31%
41 Virtu KCG Holdings LLC 65,694 511,000 0.30%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,000 506,000 0.30% Put
43 PRUDENTIAL FINANCIAL INC 63,100 491,000 0.29%
44 Nationwide Fund Advisors 58,837 458,000 0.27%
45 BLACKROCK ADVISORS LLC 58,535 455,000 0.27%
46 IndexIQ Advisors LLC 57,451 447,000 0.26%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 56,129 437,000 0.26%
48 METROPOLITAN LIFE INSURANCE CO/NY 55,965 435,000 0.26%
49 Key Colony Management, LLC 54,000 420,000 0.25%
50 MILLENNIUM MANAGEMENT LLC 51,358 400,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.