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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000009015-15-000012) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 GEO SPECIALTY CHEMICALS, INC. 80,750 0 0.00%
2 ANTHRACITE CAP INC 10,000 0 0.00%
3 GEOMET, INC. 85,857 0 0.00%
4 ADELPHIA RECOVERY TR 1,783,299 0 0.00%
5 CHASE PACKAGING CORP TEX 19,082 1 0.00%
6 SPECTRASCIENCES COM 157,715 2 0.00%
7 CLIFFS NAT RES INC 12,015 29 0.00%
8 ECC CAPITAL CORPORATION 1,200,000 48 0.00%
9 A H BELO CORP 10,300 51 0.00%
10 AMKOR TECHNOLOGY INC 12,700 57 0.00%
11 W T OFFSHORE INC 21,330 64 0.00%
12 ASHFORD HOSPITALITY TR INC 10,700 65 0.00%
13 LINN ENERGY LLC UNIT LTD LIAB 24,600 66 0.00%
14 ESSEX RENTAL CORP 189,350 70 0.00%
15 MID CON ENERGY PARTNERS LP COM UNIT REPST 32,769 70 0.00%
16 APPROACH RESOURCES INC 39,546 74 0.00%
17 GOLD FIELDS LTD NEW 29,340 78 0.00%
18 South32 Ltd American Depositary Shares Sponsored 17,406 83 0.00%
19 CLOUD PEAK ENERGY INC COM 33,255 87 0.00%
20 PETROBRAS ARGENTINA S A 17,500 89 0.00%
21 MARVELL TECHNOLOGY GROUP LTD 10,000 91 0.00%
22 TWO HBRS INVT CORP 11,600 102 0.00%
23 CHESAPEAKE ENERGY CORP 13,888 102 0.00%
24 NORTHERN OIL & GAS INC NEV 23,275 103 0.00%
25 RENEWABLE ENERGY GROUP INC 12,700 105 0.00%
26 EARTHLINK HOLDINGS ORD 15,200 118 0.00%
27 SCICLONE PHARMACEUTICALS INC 17,700 123 0.00%
28 NEW YORK MORTGAGE TRUST INC COM 22,500 124 0.00%
29 CECO ENVIRONMENTAL CORP 15,656 128 0.00%
30 CVR PARTNERS LP 14,411 135 0.00%
31 SPIRIT RLTY CAP INC NEW 16,100 147 0.00%
32 APPLIED MATLS INC 10,006 147 0.00%
33 GROUPON INC 45,400 148 0.00%
34 HI-CRUSH PARTNERS LP 19,875 149 0.00%
35 UPM-Kymmene Oyj Spon ADR 10,000 150 0.00%
36 ANWORTH MTG ASSET CORP 30,300 150 0.00%
37 CROCS INC 12,100 156 0.00%
38 SUBSEA 7 SA SPON ADR 23,600 174 0.00%
39 ISHARES TR MSCI UTD KNGDM 10,800 177 0.00%
40 CENTERPOINT ENERGY INC 10,166 183 0.00%
41 GANNETT CO INC 12,627 186 0.00%
42 PEOPLES UNITED FINANCIAL INC 11,910 187 0.00%
43 NRG ENERGY INC 13,020 193 0.00%
44 CHEESECAKE FACTORY INC 3,700 200 0.00%
45 KILROY RLTY CORP COM 3,100 202 0.00%
46 ANTERO RES CORP 9,730 206 0.01%
47 PACKAGING CORP AMER 3,444 207 0.01%
48 HEALTHSOUTH CORP 5,420 208 0.01%
49 MASIMO CORP 5,400 208 0.01%
50 INSIGHT ENTERPRISES INC 8,100 209 0.01%
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