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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 125 Institutional holders with a total value of $182,537,757.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 4,895,100 26,874,000 14.72%
2 VANGUARD GROUP INC 3,463,538 19,015,000 10.42%
3 BlackRock Institutional Trust Company, N.A. 2,907,281 15,961,000 8.74%
4 UBS Group AG 2,761,255 15,159,000 8.30%
5 Global X Management CO LLC 2,157,108 11,843,000 6.49%
6 STATE STREET CORP 1,970,991 10,819,000 5.93%
7 NORTHERN TRUST CORP 1,783,390 9,791,000 5.36%
8 Advisors Asset Management, Inc. 1,385,506 7,606,000 4.17%
9 LSV ASSET MANAGEMENT 791,200 4,343,000 2.38%
10 GEODE CAPITAL MANAGEMENT, LLC 651,865 3,578,000 1.96%
11 Allianz Asset Management GmbH 562,618 3,089,000 1.69%
12 ANALYTIC INVESTORS, LLC 497,438 2,731,000 1.50%
13 BlackRock Investment Management, LLC 445,644 2,447,000 1.34%
14 VAN ECK ASSOCIATES CORP 442,312 2,428,000 1.33%
15 Bank of New York Mellon Corp 442,115 2,426,000 1.33%
16 PVG Asset Management 405,338 2,225,305 1.22%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 372,700 2,046,000 1.12%
18 GUGGENHEIM CAPITAL LLC 368,555 2,024,000 1.11%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 350,529 1,924,000 1.05%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 333,602 1,832,000 1.00%
21 DEUTSCHE BANK AG\ 272,390 1,492,000 0.82%
22 ROYAL BANK OF CANADA 248,134 1,361,000 0.75%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 199,043 1,093,000 0.60%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 189,619 1,041,000 0.57%
25 WOLVERINE ASSET MANAGEMENT LLC 184,357 1,012,000 0.55%
26 NATIONAL PLANNING CORP 178,493 1,008,000 0.55%
27 Key Colony Management, LLC 179,000 983,000 0.54%
28 TEACHERS ADVISORS, LLC 175,850 965,000 0.53%
29 PRUDENTIAL FINANCIAL INC 166,750 915,000 0.50%
30 WELLS FARGO & COMPANY/MN 159,767 877,000 0.48%
31 CITIGROUP INC 148,378 815,000 0.45%
32 Cambridge Investment Research Advisors, Inc. 142,805 784,000 0.43%
33 RHUMBLINE ADVISERS 139,979 768,000 0.42%
34 Swiss National Bank 139,720 767,000 0.42%
35 TEACHER RETIREMENT SYSTEM OF TEXAS 123,073 676,000 0.37%
36 IndexIQ Advisors LLC 118,221 649,000 0.36%
37 ALLIANCEBERNSTEIN L.P. 117,600 646,000 0.35%
38 Invesco Ltd. 114,352 628,000 0.34%
39 Municipal Employees' Retirement System of Michigan 106,430 610,000 0.33%
40 ClariVest Asset Management LLC 105,600 580,000 0.32%
41 NAVELLIER & ASSOCIATES INC 101,018 555,000 0.30%
42 Ativo Capital Management LLC 100,142 549,000 0.30% SH
43 NEW YORK STATE COMMON RETIREMENT FUND 99,900 548,000 0.30%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 98,200 539,000 0.30% Put
45 CAVALIER INVESTMENTS, LLC 96,000 527,000 0.29%
46 PANAGORA ASSET MANAGEMENT INC 93,999 516,000 0.28%
47 NORGES BANK 93,171 512,000 0.28%
48 MORGAN STANLEY 87,780 482,000 0.26%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 84,570 465,000 0.25%
50 RUSSELL FRANK CO/ 84,299 462,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.