Dark
Light
System
Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
101 BAXALTA INC COM 117,933 4,764 0.13%
102 TJX COS INC NEW 60,666 4,753 0.13%
103 BOEING CO 37,138 4,714 0.13%
104 VISTA OUTDOOR INC 89,680 4,655 0.12%
105 SMUCKER J M CO 35,669 4,631 0.12%
106 CONOCOPHILLIPS 114,742 4,621 0.12%
107 MALLINCKRODT PUB LTD CO 75,228 4,610 0.12%
108 CATERPILLAR INC 59,705 4,570 0.12%
109 EASTMAN CHEM CO 62,436 4,510 0.12%
110 FISERV INC 43,870 4,500 0.12%
111 AMERICAN EXPRESS CO 72,737 4,466 0.12%
112 PLAINS ALL AMERN PIPELINE L 212,130 4,448 0.12%
113 ALASKA AIR GROUP INC 54,200 4,445 0.12%
114 INGREDION INC 41,415 4,423 0.12%
115 HCA HOLDINGS INC 56,300 4,394 0.12%
116 QUALCOMM INC 85,478 4,371 0.12%
117 PRICELINE GRP INC 3,390 4,370 0.12%
118 WYNDHAM WORLDWIDE CORP 56,531 4,321 0.12%
119 FORD MTR CO DEL 313,275 4,229 0.11%
120 NETAPP INC 154,067 4,204 0.11%
121 ISHARES TR 73,430 4,195 0.11%
122 AK STL CORP 4,625,000 4,148 0.11%
123 VISA INC 53,992 4,129 0.11%
124 GENERAL MTRS CO 130,900 4,114 0.11%
125 ISHARES TR 36,700 4,060 0.11%
126 TIME WARNER INC NEW 19,614 4,013 0.11%
127 CAPITAL ONE FINL CORP 57,867 4,011 0.11%
128 UNITED CONTL HLDGS INC 66,655 3,990 0.11%
129 AGCO CORP 78,670 3,910 0.10%
130 PAYPAL HLDGS INC 101,042 3,900 0.10%
131 PNC FINL SVCS GROUP INC 45,199 3,822 0.10%
132 UNITED PARCEL SERVICE INC 35,775 3,773 0.10%
133 MYLAN N V 80,106 3,713 0.10%
134 NORDSTROM INC 64,519 3,691 0.10%
135 MICHAEL KORS HLDGS LTD 64,800 3,691 0.10%
136 BED BATH & BEYOND INC 74,337 3,690 0.10%
137 UNITED TECHNOLOGIES CORP 36,762 3,680 0.10%
138 MADISON SQUARE GARDEN CO NEW 22,063 3,670 0.10%
139 AMERICAN INTL GROUP INC 66,659 3,603 0.10%
140 SPECTRA ENERGY PARTNERS LP 74,100 3,566 0.10%
141 AMDOCS LTD 58,700 3,547 0.10%
142 AMERICAN AIRLS GROUP INC 86,200 3,535 0.09%
143 BAXTER INTL INC 85,803 3,525 0.09%
144 SEALED AIR CORP NEW 73,200 3,514 0.09%
145 CDK GLOBAL INC 75,250 3,503 0.09%
146 JARDEN CORP 59,375 3,500 0.09%
147 GREEN PLAINS INC 3,500,000 3,472 0.09%
148 MACYS INC 78,535 3,463 0.09%
149 HEWLETT PACKARD ENTERPRISE C 195,337 3,463 0.09%
150 MASCO CORP 109,719 3,451 0.09%
Page 3 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 23.98% Put
2 ISHARES TR 9,915,000 339,589 9.05% Put
3 ISHARES TR 3,692,000 211,035 5.63% Put
4 ISHARES TR 840,000 92,929 2.48% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.57%
6 APPLE INC 429,356 46,796 1.25%
7 MICROSOFT CORP 592,696 32,735 0.87%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.82%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.70%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 TCP CAP CORP 1,603,372 23,906 0.64%
14 ARVINMERITOR INC 24,950,000 23,328 0.62%
15 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
16 EXXON MOBIL CORP 229,736 19,204 0.51%
17 GILEAD SCIENCES INC 199,722 18,346 0.49%
18 CITRIX SYS INC 14,968,000 16,717 0.45%
19 ALPHABET INC 21,723 16,572 0.44%
20 MERITOR INC 13,506,000 15,659 0.42%
21 HOME DEPOT INC 116,147 15,497 0.41%
22 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
23 FACEBOOK INC 134,260 15,319 0.41%
24 CITIGROUPINC 352,121 14,701 0.39%
25 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
26 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
27 ALPHABET INC 17,926 13,354 0.36%
28 ALLERGAN PLC 14,500 13,304 0.35%
29 WELLS FARGO & CO NEW 271,090 13,110 0.35%
30 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
31 JPMORGAN CHASE & CO 217,014 12,852 0.34%
32 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
33 Anadarko Petroleum Corp 360,000 12,427 0.33%
34 AMGEN INC 82,296 12,339 0.33%
35 ORACLE CORP 297,945 12,189 0.32%
36 DISNEY WALT CO 122,134 12,129 0.32%
37 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.31%
38 CISCO SYS INC 411,866 11,726 0.31%
39 INTEL CORP 357,434 11,563 0.31%
40 PFIZER INC 389,640 11,549 0.31%
41 ABBVIE INC 196,809 11,242 0.30%
42 MCDONALDS CORP 87,215 10,961 0.29%
43 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
44 SANDISK CORP 10,000,000 10,381 0.28%
45 AMAZON COM INC 17,387 10,322 0.28%
46 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
47 AT&T INC 241,497 9,459 0.25%
48 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
49 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
50 BANK AMER CORP 675,413 9,132 0.24%
Page 1 of 19