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Institutional Investment Manager
BARINGS LLC
BARINGS LLC (CIK: 0000009015) incorporated in Delaware, located at 300 South Tryon Street, Charlotte, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0000009015-16-000017) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 4,376,000 899,356 24.13% Put
2 ISHARES TR 9,915,000 339,589 9.11% Put
3 ISHARES TR 3,692,000 211,035 5.66% Put
4 ISHARES TR 840,000 92,929 2.49% Put
5 ISHARES RUSSELL 3000 ETF 486,189 58,761 1.58%
6 APPLE INC 429,356 46,796 1.26%
7 MICROSOFT CORP 592,696 32,735 0.88%
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 29,928,000 30,788 0.83%
9 JOHNSON & JOHNSON 270,311 29,248 0.78%
10 GENERAL ELECTRIC CO 894,062 28,422 0.76%
11 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 44,525,000 26,409 0.71%
12 MICRON TECHNOLOGY INC SR SB CV NT 3 43 35,135,000 23,936 0.64%
13 ARVINMERITOR INC 24,950,000 23,328 0.63%
14 VERIZON COMMUNICATIONS INC 371,387 20,085 0.54%
15 EXXON MOBIL CORP 229,736 19,204 0.52%
16 GILEAD SCIENCES INC 199,722 18,346 0.49%
17 CITRIX SYS INC 14,968,000 16,717 0.45%
18 ALPHABET INC 21,723 16,572 0.44%
19 MERITOR INC 13,506,000 15,659 0.42%
20 HOME DEPOT INC 116,147 15,497 0.42%
21 CARDTRONICS INC NOTE 1.00012/0 16,000,000 15,450 0.41%
22 FACEBOOK INC 134,260 15,319 0.41%
23 CITIGROUPINC 352,121 14,701 0.39%
24 UNITEDHEALTH GROUP INC 106,835 13,771 0.37%
25 SEACOR HOLDINGS INC 17,526,000 13,495 0.36%
26 ALPHABET INC 17,926 13,354 0.36%
27 ALLERGAN PLC 14,500 13,304 0.36%
28 WELLS FARGO & CO NEW 271,090 13,110 0.35%
29 WRIGHT MED GROUP INC SR CONV NT 2 20 14,500,000 12,950 0.35%
30 JPMORGAN CHASE & CO 217,014 12,852 0.34%
31 LAYNE CHRISTENSEN CO 12,600,000 12,474 0.33%
32 Anadarko Petroleum Corp 360,000 12,427 0.33%
33 AMGEN INC 82,296 12,339 0.33%
34 ORACLE CORP 297,945 12,189 0.33%
35 DISNEY WALT CO 122,134 12,129 0.33%
36 LYONDELLBASELL INDUSTRIES N 137,696 11,784 0.32%
37 CISCO SYS INC 411,866 11,726 0.31%
38 INTEL CORP 357,434 11,563 0.31%
39 PFIZER INC 389,640 11,549 0.31%
40 ABBVIE INC 196,809 11,242 0.30%
41 MCDONALDS CORP 87,215 10,961 0.29%
42 INTERNATIONAL BUSINESS MACHS 69,460 10,520 0.28%
43 SANDISK CORP 10,000,000 10,381 0.28%
44 AMAZON COM INC 17,387 10,322 0.28%
45 ENERGY TRANSFER PRTNRS L P 296,937 9,603 0.26%
46 AT&T INC 241,497 9,459 0.25%
47 O REILLY AUTOMOTIVE INC NEW 34,277 9,380 0.25%
48 PHILIP MORRIS INTL INC 94,902 9,311 0.25%
49 BANK AMER CORP 675,413 9,132 0.25%
50 LINKEDIN CORP 10,000,000 9,056 0.24%
Page 1 of 19
New Holding filing (0000009015-16-000019) filed in 2016.06.29, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
701 OLD REP INTL CORP 24,900 455 0.01%
702 NGL ENERGY PARTNERS LP 59,700 449 0.01%
703 DOMINION ENERGY INC 5,978 449 0.01%
704 SM ENERGY CO 23,900 448 0.01%
705 ACCO BRANDS CORPORATION COM 49,900 448 0.01%
706 ATLAS AIR WORLDWIDE HLDGS IN 10,600 448 0.01%
707 ARGAN INC 12,700 447 0.01%
708 HENRY SCHEIN INC 2,590 447 0.01%
709 CABLE ONE INC 1,020 446 0.01%
710 COLFAX CORP 15,600 446 0.01%
711 GLOBAL PARTNERS LP 32,810 443 0.01%
712 Neustar Inc CL A 18,000 443 0.01%
713 UNIVERSAL HLTH SVCS INC 3,540 442 0.01%
714 CIRRUS LOGIC INC 12,000 437 0.01%
715 TEEKAY LNG PARTNERS L P 34,105 432 0.01%
716 STERICYCLE INC 3,404 430 0.01%
717 AMETEK INC NEW 8,575 429 0.01%
718 SYNOPSYS INC 13,800 428 0.01%
719 ARES CAPITAL CORP 28,800 427 0.01%
720 VODAFONE GROUP PLC NEW 13,300 426 0.01%
721 NAVIENT 35,409 424 0.01%
722 LEVEL 3 COMM 7,940 420 0.01%
723 ALLERGAN PLC 1,568 420 0.01%
724 NORTHERN TRUST 6,420 418 0.01%
725 OIL COMPANY LUKOIL PJSC SPON ADR REP 1 ORD RUB0.025 ISIN #US69343P1057 SEDOL #BYZDW27 10,800 417 0.01%
726 JACOBS ENGR GROUP INC 9,444 411 0.01%
727 BLOUNT INTL INC NEW 41,000 409 0.01%
728 ALLEGHANY CORP 825 409 0.01%
729 COPART INC 10,000 408 0.01%
730 FMC TECHNOLOGIES INC 14,912 408 0.01%
731 PAPA JOHNS INTL INC COM 7,500 406 0.01%
732 WESTLAKE CHEM CORP 8,760 406 0.01%
733 OMEGA HEALTHCARE INVS INC 11,500 406 0.01%
734 CHECK POINT SOFTWARE TECH LT 4,600 402 0.01%
735 MONSTER BEVERAGE CORP NEW 3,000 400 0.01%
736 HELMERICH & PAYNE INC 6,800 399 0.01%
737 FOUR CORNERS PPTY TR INC COM 22,182 398 0.01%
738 NOW INC 22,475 398 0.01%
739 CHURCHILL DOWNS INC 2,690 398 0.01%
740 NXP SEMICONDUCTORS N V 4,881 396 0.01%
741 CBL & ASSOC PPTYS INC 33,200 395 0.01%
742 PALO ALTO NETWORKS INC 2,400 392 0.01%
743 BROOKFIELD ASSET MGMT INC 11,250 391 0.01%
744 AMERIGAS PARTNERS L P 8,949 389 0.01%
745 SERVICENOW INC 6,300 385 0.01%
746 M & T BK CORP 3,441 382 0.01%
747 CHEMOURS CO 54,495 381 0.01%
748 ISHARES TR MSCI UTD KNGDM 24,300 381 0.01%
749 CENTERPOINT ENERGY INC 18,166 380 0.01%
750 EQUITY COMWLTH COM SH BEN INT 13,467 380 0.01%
Page 15 of 19