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SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 243 Institutional holders with a total value of $1,570,933,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 9,876,591 185,087,000 11.78%
2 Capital Research Global Investors 6,904,864 129,397,000 8.24%
3 VANGUARD GROUP INC 4,994,583 93,599,000 5.96%
4 KGH Ltd 4,984,285 93,406,000 5.95%
5 CAUSEWAY CAPITAL MANAGEMENT LLC 4,220,730 92,214,000 5.87%
6 STATE STREET CORP 3,778,006 70,795,000 4.51%
7 BlackRock Fund Advisors 2,369,278 44,400,000 2.83%
8 MILLENNIUM MANAGEMENT LLC 2,174,879 40,757,000 2.59%
9 FIRST TRUST ADVISORS LP 2,104,411 39,437,000 2.51%
10 VAN ECK ASSOCIATES CORP 1,980,067 37,106,000 2.36%
11 BlackRock Institutional Trust Company, N.A. 1,974,779 37,007,000 2.36%
12 DIMENSIONAL FUND ADVISORS LP 1,704,773 31,942,000 2.03%
13 MACQUARIE GROUP LTD 1,572,551 29,470,000 1.88%
14 First Pacific Advisors, LP 1,503,298 28,172,000 1.79%
15 SIR Capital Management, L.P. 1,344,669 25,199,000 1.60%
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,236,903 23,180,000 1.48%
17 AQR CAPITAL MANAGEMENT LLC 1,214,334 22,757,000 1.45%
18 GOLDMAN SACHS GROUP INC 1,205,386 22,589,000 1.44%
19 LORD, ABBETT & CO. LLC 1,187,969 22,263,000 1.42%
20 South Dakota Investment Council 1,130,934 21,194,000 1.35%
21 ADVISORY RESEARCH INC 1,009,763 18,923,000 1.20%
22 HBK INVESTMENTS L P 876,907 16,433,000 1.05%
23 Bank of New York Mellon Corp 846,033 15,855,000 1.01%
24 CITIGROUP INC 747,200 14,002,000 0.89% Put
25 NORTHERN TRUST CORP 723,249 13,553,000 0.86%
26 PRUDENTIAL FINANCIAL INC 660,030 12,369,000 0.79%
27 SMITH ASSET MANAGEMENT GROUP LP 623,164 12,201,000 0.78%
28 NORGES BANK 645,777 12,102,000 0.77%
29 NEW YORK STATE COMMON RETIREMENT FUND 629,248 11,792,000 0.75%
30 UBS Group AG 600,000 11,244,000 0.72% Put
31 RIVERHEAD CAPITAL MANAGEMENT LLC 580,833 10,885,000 0.69%
32 MACKENZIE FINANCIAL CORP 574,500 10,766,000 0.69%
33 DEUTSCHE BANK AG\ 542,812 10,170,000 0.65%
34 Allianz Asset Management GmbH 540,074 10,121,000 0.64%
35 CITIGROUP INC 517,029 9,688,000 0.62%
36 KNOTT DAVID M 500,000 9,370,000 0.60%
37 TWO SIGMA INVESTMENTS, LP 481,382 9,021,000 0.57%
38 Invesco Ltd. 458,582 8,595,000 0.55%
39 FRANKLIN RESOURCES INC 458,400 8,590,000 0.55%
40 D. E. Shaw & Co., Inc. 424,478 7,955,000 0.51%
41 GEODE CAPITAL MANAGEMENT, LLC 420,915 7,887,000 0.50%
42 PALISADE CAPITAL MANAGEMENT, LP 397,767 7,454,000 0.47%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 390,300 7,314,000 0.47%
44 JANUS HENDERSON GROUP PLC 344,494 6,456,000 0.41%
45 Graham Capital Management, L.P. 332,937 6,239,000 0.40%
46 AMERIPRISE FINANCIAL INC 316,820 5,936,000 0.38%
47 TWO SIGMA ADVISERS, LP 309,343 5,797,000 0.37%
48 TIAA CREF INVESTMENT MANAGEMENT LLC 304,932 5,714,000 0.36%
49 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 295,900 5,545,000 0.35%
50 Douglass Winthrop Advisors, LLC 295,015 5,529,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.