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Institutional Investment Manager
WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN (CIK: 0000072971) incorporated in Delaware, registered under National Commercial Banks, located at 333 Market Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0000072971-14-000538) filed in 2014.08.12
#
Name
Shares
Value ($)
%
Options
Notes
20801 NEWPARK RES INC SR NT CV 4 17 1,082,000 1,449 0.00% PRN
20802 UNITED STATES STL CORP NEW 1,149,000 1,427 0.00% PRN
20803 LIBERTY MEDIA CORP 2,194,000 1,402 0.00% PRN
20804 ENDO HEALTH SOLUTIONS INC 581,000 1,394 0.00% PRN
20805 LAM RESEARCH CORP SR NT CV 1.25 18 987,000 1,349 0.00% PRN
20806 BROADSOFT INC 1,294,000 1,328 0.00% PRN
20807 CIENA CORP SR NT CV 17 1,337,000 1,325 0.00% PRN
20808 TELEFLEX INC 750,000 1,315 0.00% PRN
20809 RTI INTL METALS INC SR CV NT1.625 19 1,296,000 1,301 0.00% PRN
20810 GOLDCORP INC NEW 1,273,000 1,274 0.00% PRN
20811 FLUIDIGM CORP DEL 1,324,000 1,255 0.00% PRN
20812 ARES CAP CORP 1,180,000 1,254 0.00% PRN
20813 KNIGHT CAP GROUP INC 12,000 1,200 0.00% PRN
20814 IXIA 1,185,000 1,187 0.00% PRN
20815 UNITED STATES STL CORP NEW 894,000 1,110 0.00% PRN
20816 ISIS PHARMACEUTICALS INC DEL 502,000 1,109 0.00% PRN
20817 M/I HOMES INC 1,011,000 1,100 0.00% PRN
20818 ILLUMINA INC 498,000 1,065 0.00% PRN
20819 MOLYCORP INC DEL 1,418,000 1,060 0.00% PRN
20820 NEWMONT MINING CORP 1,050,000 1,050 0.00% PRN
20821 GENERAL CABLE CORP DEL NEW 1,055,000 1,049 0.00% PRN
20822 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 973,000 1,018 0.00% PRN
20823 CONVERGYS CORP 500,000 1,007 0.00% PRN
20824 NATIONAL HEALTH INVS INC 983,000 1,004 0.00% PRN
20825 INCYTE CORP SR NT CONV 4.750% 10/01/15 B/EDTD 03/30/10 0221 UBS FINANCIAL SERVICES INC. A/C MR06471 155,000 994 0.00% PRN
20826 XILINX INC SR NT CV2.625 17 544,000 901 0.00% PRN
20827 WRIGHT MEDICAL GROUP INC 645,000 887 0.00% PRN
20828 JETBLUE AIRWAYS CORP 395,000 881 0.00% PRN
20829 AK STL CORP 500,000 831 0.00% PRN
20830 NEWPARK RES INC SR NT CV 4 17 595,000 797 0.00% PRN
20831 Spirit Realty Capital Inc 750,000 764 0.00% PRN
20832 MGIC INVT CORP WIS 644,000 753 0.00% PRN
20833 M/I HOMES INC 555,000 695 0.00% PRN
20834 ARVINMERITOR INC 629,000 667 0.00% PRN
20835 NOVELLUS SYS INC SR NT CV2.625 41 311,000 629 0.00% PRN
20836 MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV 624,000 627 0.00% PRN
20837 GOODRICH PETE CORP 585,000 612 0.00% PRN
20838 SWEDISH EXPT CR CORP 80,084 597 0.00% PRN
20839 TELEFLEX INC 338,000 593 0.00% PRN
20840 OMNICARE INC 506,000 573 0.00% PRN
20841 PDL BIOPHARMA INC 496,000 567 0.00% PRN
20842 DANAHER CORP DEL LYON 01/21 243,000 556 0.00% PRN
20843 SPECTRANETICS CORP 500,000 522 0.00% PRN
20844 TESLA INC 562,000 520 0.00% PRN
20845 JARDEN CORP 376,000 518 0.00% PRN
20846 SALIX PHARMACEUTICALS INC 259,000 508 0.00% PRN
20847 SBA COMMUNICATIONS CORP 133,000 445 0.00% PRN
20848 TESLA INC SR CV NT 0.25 19 457,000 443 0.00% PRN
20849 NUVASIVE INC 348,000 398 0.00% PRN
20850 FORD MTR CO DEL 193,000 386 0.00% PRN
Page 417 of 421
Restatement filing (0000072971-14-000561) filed in 2014.08.29
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 10,869,792 2,127,459 0.88%
2 VANGUARD INDEX FDS 23,420,238 1,752,778 0.72%
3 SPDR INDEX SHS FDS 34,824,591 1,540,647 0.63%
4 VANGUARD TAX-MANAGED FDS 35,707,051 1,520,785 0.63%
5 VANGUARD INTL EQUITY INDEX F 30,866,008 1,331,257 0.55%
6 BANK AMER CORP 80,780,249 1,241,601 0.51%
7 ISHARES TR 10,251,982 1,218,052 0.50%
8 ISHARES TR 16,924,021 1,157,100 0.48%
9 VANGUARD INTL EQUITY INDEX F 26,207,650 1,130,341 0.47%
10 ISHARES TR 7,860,794 1,124,727 0.46%
11 APPLE INC 11,513,901 1,069,991 0.44%
12 VANGUARD TAX-MANAGED FDS 22,283,963 949,087 0.39%
13 JOHNSON & JOHNSON 8,981,103 939,607 0.39%
14 APPLE INC 9,937,678 923,512 0.38%
15 ISHARES TR 4,548,022 895,965 0.37%
16 EXXON MOBIL CORP 8,841,341 890,147 0.37%
17 ISHARES TR 7,595,905 851,432 0.35%
18 MICROSOFT CORP 20,016,166 834,682 0.34%
19 APPLE INC 8,959,243 832,586 0.34%
20 ISHARES NASDAQ BIOTECHNOLOGY ETF 1,394,559 815,360 0.34%
21 ISHARES TR 7,249,701 812,626 0.33%
22 CHEVRON CORP NEW 5,992,106 782,269 0.32%
23 GOOGLE INC 1,335,483 768,296 0.32%
24 CONOCOPHILLIPS 8,835,260 757,448 0.31%
25 FACEBOOK INC 11,089,061 746,210 0.31%
26 AT&T INC 20,564,919 727,176 0.30%
27 EXXON MOBIL CORP 7,138,759 718,731 0.30%
28 SPDR S&P 500 ETF TR 3,657,757 715,904 0.30%
29 ALEXION PHARMACEUTIC 4,476,705 699,505 0.29%
30 GENERAL ELECTRIC CO 26,309,534 691,415 0.28%
31 CHEVRON CORP NEW 5,093,046 664,897 0.27%
32 AMERICAN EXPRESS CO 7,006,066 664,666 0.27%
33 ISHARES TR 4,073,427 662,180 0.27%
34 VANGUARD BD INDEX FDS 8,172,185 656,553 0.27%
35 PIONEER NAT RES CO 2,783,548 639,683 0.26%
36 INTERNATIONAL BUSINESS MACHS 3,459,604 627,127 0.26%
37 JOHNSON & JOHNSON 5,921,368 619,496 0.26%
38 3M CO 4,251,745 609,021 0.25%
39 SPDR SERIES TRUST 14,278,151 595,827 0.25%
40 VANGUARD INDEX FDS 7,773,161 581,746 0.24%
41 VANGUARD BD INDEX FDS 6,979,976 573,894 0.24%
42 CARMAX INC 11,029,467 573,645 0.24%
43 VISA INC 2,696,816 568,248 0.23%
44 BIOGEN INC 1,793,159 565,419 0.23%
45 CONCHO RESOURCES 3,910,209 565,017 0.23%
46 CELGENE CORP 6,431,523 552,348 0.23%
47 UBS AG JERSEY BRH 12,327,520 549,569 0.23%
48 ISHARES TR 4,543,885 541,903 0.22%
49 PROCTER AND GAMBLE CO 6,843,327 537,818 0.22%
50 UNITED TECHNOLOGIES CORP 4,657,342 537,691 0.22%
Page 1 of 421