| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pinnacle Summer Investments, Inc. | 47,439,000 | 53,725,000 | 16.23% | ||
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 36,950,000 | 41,738,000 | 12.61% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 35,400,000 | 40,406,000 | 12.21% | PRN | |
| 4 | AMERIPRISE FINANCIAL INC | 21,755,000 | 24,909,000 | 7.53% | PRN | |
| 5 | OSTERWEIS CAPITAL MANAGEMENT INC | 20,000,000 | 22,900,000 | 6.92% | PRN | |
| 6 | AMUNDI ASSET MANAGEMENT US, INC. | 18,000,000 | 20,611,000 | 6.23% | PRN | |
| 7 | SILVERBACK ASSET MANAGEMENT LLC | 15,000,000 | 17,085,000 | 5.16% | PRN | |
| 8 | ZAZOVE ASSOCIATES LLC | 13,180,000 | 15,041,000 | 4.55% | PRN | |
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 12,018,000 | 13,686,000 | 4.14% | PRN | |
| 10 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 10,000,000 | 11,450,000 | 3.46% | PRN | |
| 11 | AQR CAPITAL MANAGEMENT LLC | 8,000,000 | 9,200,000 | 2.78% | PRN | |
| 12 | Invesco Ltd. | 7,000,000 | 8,015,000 | 2.42% | ||
| 13 | ARISTEIA CAPITAL, L.L.C. | 6,900,000 | 7,864,000 | 2.38% | PRN | |
| 14 | BASSO CAPITAL MANAGEMENT, L.P. | 5,050,000 | 5,726,000 | 1.73% | PRN | |
| 15 | JPMORGAN CHASE & CO | 4,089,000 | 4,681,000 | 1.41% | PRN | |
| 16 | PUTNAM INVESTMENTS LLC | 3,810,000 | 4,363,000 | 1.32% | ||
| 17 | LINDEN ADVISORS LP | 3,320,000 | 3,789,000 | 1.14% | PRN | |
| 18 | BARCLAYS PLC | 3,187,000 | 3,633,000 | 1.10% | PRN | |
| 19 | Lombard Odier Asset Management (Europe) Ltd | 3,000,000 | 3,489,000 | 1.05% | PRN | |
| 20 | BESSEMER GROUP INC | 3,000,000 | 3,398,000 | 1.03% | ||
| 21 | CREDIT AGRICOLE S A | 2,933,000 | 3,358,000 | 1.01% | PRN | |
| 22 | DEUTSCHE BANK AG\ | 2,018,000 | 2,310,000 | 0.70% | PRN | |
| 23 | CITIGROUP INC | 1,981,000 | 2,268,000 | 0.69% | PRN | |
| 24 | Schooner Investment Group, LLC. | 1,500,000 | 1,719,000 | 0.52% | PRN | |
| 25 | Pinnacle Summer Investments, Inc. | 1,037,000 | 1,157,000 | 0.35% | PRN | |
| 26 | VERTEX ONE ASSET MANAGEMENT INC. | 1,000,000 | 1,150,000 | 0.35% | ||
| 27 | CREDIT SUISSE AG/ | 539,000 | 618,000 | 0.19% | PRN | |
| 28 | SUNTRUST BANKS INC | 533,000 | 609,000 | 0.18% | ||
| 29 | WELLS FARGO & COMPANY/MN | 496,000 | 567,000 | 0.17% | PRN | |
| 30 | Investors Capital Advisory Services | 374,000 | 428,000 | 0.13% | ||
| 31 | IRON Financial LLC | 325,000 | 377,000 | 0.11% | ||
| 32 | SEI TRUST CO | 325,000 | 372,000 | 0.11% | ||
| 33 | Argentus Capital Management, LLC | 103,000 | 103,000 | 0.03% | PRN | |
| 34 | First Allied Asset Management, Inc. | 46,000 | 53,000 | 0.02% | PRN | |
| 35 | ENVESTNET ASSET MANAGEMENT INC | 37,000 | 42,000 | 0.01% | ||
| 36 | ROYAL BANK OF CANADA | 20,000 | 23,000 | 0.01% | PRN | |
| 37 | Wellesley Asset Management | 15,503 | 17,828 | 0.01% | PRN | |
| 38 | GOLDMAN SACHS GROUP INC | 15,000 | 17,000 | 0.01% | PRN | |
| 39 | MORGAN STANLEY | 14,000 | 16,000 | 0.00% | PRN | |
| 40 | Creative Planning | 8,000 | 9,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
