| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 39,862,000 | 40,390,000 | 26.89% | PRN | |
| 2 | COASTLAND CAPITAL LLC | 20,500 | 20,788,000 | 13.84% | PRN | |
| 3 | CITADEL ADVISORS LLC | 20,500,000 | 20,772,000 | 13.83% | PRN | |
| 4 | SILVERBACK ASSET MANAGEMENT LLC | 10,000,000 | 10,150,000 | 6.76% | PRN | |
| 5 | Ferox Capital Management LP | 8,000,000 | 8,140,000 | 5.42% | PRN | |
| 6 | BASSO CAPITAL MANAGEMENT, L.P. | 7,250,000 | 7,300,000 | 4.86% | PRN | |
| 7 | Cutler Capital Management, LLC | 6,585,000 | 6,630,000 | 4.41% | PRN | |
| 8 | SHENKMAN CAPITAL MANAGEMENT INC | 6,255,000 | 6,350,000 | 4.23% | PRN | |
| 9 | AMERIPRISE FINANCIAL INC | 5,110,000 | 5,145,000 | 3.43% | PRN | |
| 10 | BESSEMER GROUP INC | 3,200,000 | 3,244,000 | 2.16% | ||
| 11 | Lombard Odier Asset Management (Europe) Ltd | 3,000,000 | 3,029,000 | 2.02% | PRN | |
| 12 | ROYAL BANK OF CANADA | 2,450,000 | 2,483,000 | 1.65% | PRN | |
| 13 | DEUTSCHE BANK AG\ | 2,232,000 | 2,247,000 | 1.50% | PRN | |
| 14 | Man Investments (CH) AG | 2,200,000 | 2,236,000 | 1.49% | PRN | |
| 15 | SG Americas Securities, LLC | 20,500 | 2,074,000 | 1.38% | PRN | |
| 16 | GLG Partners LP | 2,000,000 | 2,032,000 | 1.35% | PRN | |
| 17 | Polar Capital LLP | 1,675,000 | 1,698,000 | 1.13% | PRN | |
| 18 | Bank of New York Mellon Corp | 1,500,000 | 1,520,000 | 1.01% | ||
| 19 | BARCLAYS PLC | 1,182,000 | 1,182,000 | 0.79% | PRN | |
| 20 | Investors Capital Advisory Services | 1,098,000 | 1,105,000 | 0.74% | ||
| 21 | WELLS FARGO & COMPANY/MN | 983,000 | 1,004,000 | 0.67% | PRN | |
| 22 | SUNTRUST BANKS INC | 408,000 | 410,000 | 0.27% | ||
| 23 | LAFFER TENGLER INVESTMENTS, INC. | 134,000 | 137,791 | 0.09% | ||
| 24 | D.A. DAVIDSON & CO. | 55,000 | 55,000 | 0.04% | ||
| 25 | Wellesley Asset Management | 51,446 | 52,057 | 0.03% | PRN | |
| 26 | MORGAN STANLEY | 14,000 | 14,000 | 0.01% | PRN | |
| 27 | CITIGROUP INC | 12,000 | 12,000 | 0.01% | PRN | |
| 28 | Creative Planning | 11,000 | 11,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
