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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,185 holdings with a total value of $321,055,856,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 VERMILLION INC 30,894 40,000 0.00%
152 NORDIC AMERN OFFSHORE LTD 10,964 41,000 0.00%
153 TRANSATLANTIC PETROLEUM LTD 33,893 41,000 0.00%
154 GENERAL MOLY INC 146,855 41,000 0.00%
155 DOVER DOWNS GAMING & ENTMT I 38,358 41,000 0.00%
156 MARATHON PATENT GROUP INCORPORATED COM NEW 14,833 42,000 0.00%
157 UNILIFE CORP NEW 20,039 42,000 0.00%
158 WIDEPOINT CORP 100,984 43,000 0.00%
159 JASON INDS INC 19,268 43,000 0.00%
160 OncoSec Medical Inc 25,398 43,000 0.00%
161 QUALSTAR CORP COM NEW 11,317 43,000 0.00%
162 INUVO INC 33,356 43,000 0.00%
163 CHIASMA INC 14,948 44,000 0.00%
164 ADCARE HEALTH SYSTEMS INC 21,109 44,000 0.00%
165 NEURALSTEM INC COM 136,192 44,000 0.00%
166 CONATUS PHARMACEUTICALS INC 21,968 44,000 0.00%
167 ATLANTICUS HLDGS CORP 14,698 44,000 0.00%
168 EMMIS COMMUNICATIONS-CLASS A 11,233 45,000 0.00%
169 REXAHN PHARMACEUTICALS INC 212,968 45,000 0.00%
170 ProFire Energy 36,700 46,000 0.00%
171 Pieris Pharmaceuticals 25,000 46,000 0.00%
172 FEMALE HEALTH CO 37,530 46,000 0.00%
173 INSIGNIA SYS INC 19,581 46,000 0.00%
174 GOOD TIMES RESTAURANTS INC 14,077 47,000 0.00%
175 ELECTROMED INC 10,217 47,000 0.00%
176 WESTELL TECHNOLOGIES INC 92,087 47,000 0.00%
177 BEBE STORES INC 66,797 47,000 0.00%
178 IMATION CORP 75,296 48,000 0.00%
179 STANLEY FURNITURE CO INC COM NEW 27,308 48,000 0.00%
180 FUEL TECH INC 34,060 48,000 0.00%
181 GALECTIN THERAPEUTICS INC COM 43,227 49,000 0.00%
182 GLOBALSCAPE INC 13,838 49,000 0.00%
183 STREAMLINE HEALTH SOLUTIONS COM 26,533 49,000 0.00%
184 ELEVEN BIOTHERAPEUTICS INC 17,814 50,000 0.00%
185 VERTEX ENERGY INC 44,513 51,000 0.00%
186 VANGUARD CHARLOTTE FDS 91,420 51,000 0.00%
187 TearLab Corp. 77,731 51,000 0.00%
188 RAVE RESTAURANT GROUP INC COM 17,206 53,000 0.00%
189 ENPHASE ENERGY INC 44,737 53,000 0.00%
190 GLOBAL SELF STORAGE INC 10,016 53,000 0.00%
191 CALITHERA BIOSCIENCES INCORPORATED 16,498 54,000 0.00%
192 WESTPORT FUEL SYSTEMS INC 33,584 54,000 0.00%
193 GTX INC 69,408 54,000 0.00%
194 ORION ENERGY SYSTEMS INC 41,411 55,000 0.00%
195 ENERGY FOCUS INC COM NEW 11,155 55,000 0.00%
196 DASAN ZHONE SOLUTIONS INC 48,936 56,000 0.00%
197 RADIO ONE INC CL A 18,928 56,000 0.00%
198 REEDS INCORPORATED 15,008 56,000 0.00%
199 GSE SYS INC 19,224 56,000 0.00%
200 BRAINSTORM CELL THERAPEUTICS 23,043 56,000 0.00%
Page 4 of 84

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000049, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.