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Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 3,685 holdings with a total value of $929,397,884,000.
#
Name
Shares
Value ($)
%
Options
Notes
3651 U.S. GEOTHERMAL INC 33,000 18,000 0.00%
3652 PALATIN TECHNOLOGIES INC COM 19,510 18,000 0.00%
3653 ENTEROMEDICS INC 14,230 18,000 0.00%
3654 INUVO INC 11,557 18,000 0.00%
3655 Smith Micro Software 21,213 18,000 0.00%
3656 SOLITARIO EXPL & RTY CORP COM 14,685 17,000 0.00%
3657 Apricus Biosciences, Inc. 11,498 17,000 0.00%
3658 METABOLIX INC RESTRICTED 17,860 16,000 0.00%
3659 NETLIST INC 14,000 16,000 0.00%
3660 SUNLINK HEALTH SYS INC COM 11,500 16,000 0.00%
3661 PREMIER EXHIBITIONS INC 22,635 16,000 0.00%
3662 NANOSPHERE INC 27,700 15,000 0.00%
3663 WAVE SYSTEMS CORP 11,767 13,000 0.00%
3664 SILVER BULL RES INC 56,400 13,000 0.00%
3665 IKANOS COMMUNICATIONS INC 38,137 13,000 0.00%
3666 DOVER DOWNS GAMING & ENTMT I 13,364 13,000 0.00%
3667 MIDWAY GOLD CORP 11,800 12,000 0.00%
3668 OI S A SPONSORED ADR 17,345 12,000 0.00%
3669 ENTERTAINMENT GAMING ASIA INC 18,025 12,000 0.00%
3670 VISION-SCIENCES INC DEL 11,100 11,000 0.00%
3671 CARDICA INC 10,200 11,000 0.00%
3672 ENDEAVOUR INTL CORP COM NEW 36,245 10,000 0.00%
3673 CACHE INC COM STK 11,232 9,000 0.00%
3674 CLEVELAND BIOLABS INC 19,300 9,000 0.00%
3675 MAST THERAPEUTICS 14,624 8,000 0.00%
3676 AUTHENTIDATE HLDG CORP 11,950 8,000 0.00%
3677 IBIO INC COM 13,400 8,000 0.00%
3678 Corinthian Colleges, Inc. 69,473 8,000 0.00%
3679 MINES MGMT INC 14,300 8,000 0.00%
3680 DELIA'S INC NEW 25,622 7,000 0.00%
3681 ADVANCED PHOTONIX INC 11,300 6,000 0.00%
3682 Tenga Inc 10,300 5,000 0.00%
3683 HOUSTON AMERN ENERGY CORP 10,320 3,000 0.00%
3684 NII HOLDINGS INC. CL B 44,581 2,000 0.00%
3685 Timberline Resources Corp 24,700 2,000 0.00%
Page 74 of 74

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000950123-14-011410, filed 2014.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.