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Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,665 holdings with a total value of $1,062,700,056,000.
#
Name
Shares
Value ($)
%
Options
Notes
3651 TEARLAB CORP 16,300 8,000 0.00%
3652 BIOANALYTICAL SYS INC 10,200 7,000 0.00%
3653 UNITED STATES ANTIMONY CORP 28,812 7,000 0.00%
3654 TONIX PHARMACEUTICALS HLD 16,100 7,000 0.00%
3655 UQM TECHNOLOGIES INC COM 18,876 7,000 0.00%
3656 REXAHN PHARMACEUTICALS INC 40,400 6,000 0.00%
3657 PARETEUM CORP 56,700 6,000 0.00%
3658 CAPSTONE TURBINE CORP COM NEW 10,483 6,000 0.00%
3659 AMERICAN DG ENERGY INC 16,694 5,000 0.00%
3660 MOSYS INC 19,550 5,000 0.00%
3661 MAST THERAPEUTICS 54,724 5,000 0.00%
3662 OncoGenex Pharmaceuticals Inc 10,229 5,000 0.00%
3663 IBIO INC COM 12,000 5,000 0.00%
3664 GLOWPOINT INC 13,300 4,000 0.00%
3665 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 370,226 0 0.00%
Page 74 of 74

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-17-001039, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.