Dark
Light
System
Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,665 holdings with a total value of $1,062,700,056,000.
#
Name
Shares
Value ($)
%
Options
Notes
3551 BLACK DIAMOND INC COM 11,503 62,000 0.00%
3552 PSIVIDA CORP 35,800 61,000 0.00%
3553 ERICSSON 10,300 60,000 0.00%
3554 XERIUM TECHNOLOGIES INC 10,497 59,000 0.00%
3555 EVINE LIVE INC 37,960 58,000 0.00%
3556 NAVIOS MARITIME HOLDINGS INC 39,278 56,000 0.00%
3557 Novatel Wireless Inc 21,915 54,000 0.00%
3558 VERICEL CORP 18,287 54,000 0.00%
3559 Gastar Exploration, Ltd. 33,876 53,000 0.00%
3560 CHRISTOPHER & BANKS CORP 20,845 49,000 0.00%
3561 Navidea Biopharm Inc 77,160 49,000 0.00%
3562 URANIUM ENERGY CORP 43,526 48,000 0.00%
3563 UNIVERSAL TECHNICAL INST INC 16,192 48,000 0.00%
3564 MICROVISION INC DEL 38,507 48,000 0.00%
3565 CASCADIAN THERAPEUTICS 11,189 47,000 0.00%
3566 HARTE-HANKS INC 30,875 47,000 0.00%
3567 COVISINT CORP COM 25,490 47,000 0.00%
3568 CATALYST PHARMACEUTICALS INC 45,300 47,000 0.00%
3569 CAPITAL PRODUCT PARTNERS L P 14,538 46,000 0.00%
3570 MODUSLINK GLOBAL SOLUTIONS I 32,080 46,000 0.00%
3571 NEW YORK & CO 19,814 46,000 0.00%
3572 ENERGY FOCUS INC COM NEW 11,000 46,000 0.00%
3573 Ipass Inc 27,610 45,000 0.00%
3574 HARVARD BIOSCIENCE INC 14,498 45,000 0.00%
3575 CTI BIOPHARMA CO 110,544 45,000 0.00%
3576 GREAT ELM CAP GROUP INC COM NEW ADDED 11,125 42,000 0.00%
3577 ALASKA COMMUNICATIONS SYS GR 24,745 41,000 0.00%
3578 ArQule Inc 33,095 41,000 0.00%
3579 PERFORMANT FINL CORP 17,500 41,000 0.00%
3580 PENN WEST 21,858 39,000 0.00%
3581 GAFISA S A SPONS ADR 33,977 38,000 0.00%
3582 WHEELER REAL ESTATE INVT TR 22,300 38,000 0.00%
3583 VAALCO ENERGY INC 32,300 34,000 0.00%
3584 TOWN SPORTS INTL HLDGS INC 13,553 34,000 0.00%
3585 GULFMARK OFFSHORE INC 18,021 31,000 0.00%
3586 PEREGRINE PHARMACEUTICALS IN 101,617 31,000 0.00%
3587 ARBUTUS BIOPHARMA 12,300 30,000 0.00%
3588 AVIRAGEN THERAPEUTICS INC 23,820 30,000 0.00%
3589 ROCKET FUEL INC COM 17,000 30,000 0.00%
3590 QUICKLOGIC CORP 20,574 29,000 0.00%
3591 RENTECH INC COM NEW 11,850 29,000 0.00%
3592 FENIX PTS INC 10,000 29,000 0.00%
3593 Innodata Inc 11,475 28,000 0.00%
3594 CORMEDIX INC 17,767 27,000 0.00%
3595 LRAD CORP 15,797 27,000 0.00%
3596 BIOLASE INC 18,632 26,000 0.00%
3597 LINCOLN EDL SVCS CORP 13,674 26,000 0.00%
3598 SUPPORT COM INC 30,319 25,000 0.00%
3599 VERASTEM INC COM 22,011 25,000 0.00%
3600 THRESHOLD PHARMACEUTICAL INC 54,529 25,000 0.00%
Page 72 of 74

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-17-001039, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.