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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 6,740 holdings with a total value of $92,542,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 BIOANALYTICAL SYS INC 83 0 0.00%
2 ENDURO RTY TR 22 0 0.00%
3 NQ MOBILE INC 76 0 0.00%
4 LEJU HLDGS LTD SPONSORED ADS 81 0 0.00%
5 CADIZ INC COM NEW 17 0 0.00%
6 INTELSAT S A 28 0 0.00%
7 HOUSTON AMERN ENERGY CORP 38 0 0.00%
8 INTERSECTIONS INC COM 31 0 0.00%
9 PAPA MURPHYS HLDGS INC COM 11 0 0.00%
10 PETROLEO BRASILEIRO SA PETRO 15 0 0.00%
11 GWG HLDGS INC 4 0 0.00%
12 MEDALLION FINL CORP 36 0 0.00%
13 APTEVO THERAPEUTICS INC COM 89 0 0.00%
14 COMSTOCK RES INC 5 0 0.00%
15 CHINA BAK BATTERY INC 97 0 0.00%
16 BLACK DIAMOND INC COM 60 0 0.00%
17 OXFORD LANE CAP CORP 7 0 0.00%
18 ONCOCYTE CORP 3 0 0.00%
19 YINGLI GREEN ENERGY HLDG CO 100 0 0.00% Put
20 CENVEO INC 44 0 0.00%
21 MAST THERAPEUTICS 400 0 0.00%
22 BAOZUN INC ADR 17 0 0.00%
23 XINYUAN REAL ESTATE CO LTD SPONS ADR 49 0 0.00%
24 RIGEL PHARMACEUTICAL INC 200 0 0.00% Put
25 SEARS HOMETOWN & OUTLET STOR 102 0 0.00%
26 XG TECHNOLOGY INC 24 0 0.00%
27 BRAVO BRIO RESTAURANT GROUP COM 35 0 0.00%
28 Rex Energy Corp 63 0 0.00%
29 PJT PARTNERS INC 12 0 0.00% Call
30 NETLIST INC 59 0 0.00%
31 WORKHORSE GROUP INC 13 0 0.00%
32 ALIMERA SCIENCES INC 93 0 0.00%
33 VISTA GOLD CORP 38 0 0.00%
34 TANDEM DIABETES CARE INC 38 0 0.00%
35 PARETEUM CORP 12 0 0.00%
36 TANZANIAN ROYALTY EXPL CORP 52 0 0.00%
37 Canon Inc 15 0 0.00%
38 TELEFONICA BRASIL SA 1 0 0.00%
39 OCI PARTNERS LP 58 0 0.00%
40 DIREXION SHS ETF TR 1 0 0.00%
41 VIPER ENERGY PARTNERS LP COM UNT RP INT 4 0 0.00%
42 ALTISOURCE ASSET MGMT CORP 2 0 0.00%
43 HYDROGENICS CORP NEW 45 0 0.00%
44 ARBOR REALTY TRUST INC 9 0 0.00%
45 AWARE INC 65 0 0.00%
46 PROSHARES TR 12 0 0.00%
47 TRANSGLOBE ENERGY CORP 4 0 0.00%
48 AIXTRON SE 54 0 0.00%
49 GOLD RESOURCE CORP 23 0 0.00%
50 ZIX CORP COM 72 0 0.00%
Page 1 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-17-000005, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.