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TANZANIAN ROYALTY EXPL CORP
TANZANIAN ROYALTY EXPL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $459,580.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 215,000 107,000 23.28%
2 Commonwealth Equity Services, Inc 102,565 51,000 11.10%
3 RENAISSANCE TECHNOLOGIES LLC 99,424 50,000 10.88%
4 ADVISOR GROUP, INC. 94,000 47,000 10.23%
5 DEUTSCHE BANK AG\ 86,261 42,000 9.14%
6 BANK OF AMERICA CORP /DE/ 50,000 25,000 5.44%
7 CITADEL ADVISORS LLC 46,429 23,000 5.00%
8 ASSET ADVISORS CORP 30,000 15,000 3.26%
9 BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 14,000 3.05%
10 RAYMOND JAMES & ASSOCIATES 28,513 14,000 3.05%
11 MORGAN STANLEY 25,400 13,000 2.83%
12 GOLDMAN SACHS GROUP INC 26,187 13,000 2.83%
13 1832 Asset Management L.P. 20,428 10,000 2.18%
14 Virtu KCG Holdings LLC 18,302 9,000 1.96%
15 LPL Financial LLC 13,500 7,000 1.52%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,225 5,000 1.09%
17 UBS Group AG 7,300 4,000 0.87%
18 ROYAL BANK OF CANADA 6,635 4,000 0.87%
19 WELLS FARGO & COMPANY/MN 3,550 2,000 0.44%
20 Baystate Wealth Management LLC 2,500 1,000 0.22%
21 DUBUQUE BANK & TRUST CO 3,000 1,000 0.22%
22 Tower Research Capital LLC (TRC) 1,200 1,000 0.22%
23 CUTLER GROUP LLC / CA 3,237 1,000 0.22%
24 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 1,000 580 0.13%
25 Allworth Financial LP 200 0 0.00%
26 Creative Planning 500 0 0.00%
27 SIMPLEX TRADING, LLC 100 0 0.00%
28 BARCLAYS PLC 52 0 0.00%
29 BANK OF MONTREAL /CAN/ 1,000 0 0.00%
30 TORONTO DOMINION BANK 387 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.