| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Options Media Group | 234,993 | 0 | 0.00% | ||
| 2 | First Merchants Acceptance | 13,000 | 0 | 0.00% | ||
| 3 | Defentect Group | 23,000 | 0 | 0.00% | ||
| 4 | VITROTECH CORP | 15,000 | 0 | 0.00% | ||
| 5 | Viaspace Inc. | 100,000 | 0 | 0.00% | ||
| 6 | PEN | 10,000 | 0 | 0.00% | ||
| 7 | Leeward Capital | 30,000 | 0 | 0.00% | ||
| 8 | ECOTALITY INC XXX | 100,000 | 0 | 0.00% | ||
| 9 | CMG Holdings Group | 10,100 | 0 | 0.00% | ||
| 10 | SED Intl Hldgs | 20,000 | 1,000 | 0.00% | ||
| 11 | iSonea Ltd | 22,200 | 1,000 | 0.00% | ||
| 12 | Warren Resources Inc | 10,000 | 2,000 | 0.00% | ||
| 13 | VERSUS TECHNOLOGY INC COM | 30,000 | 3,000 | 0.00% | ||
| 14 | CERES INC | 13,750 | 4,000 | 0.00% | ||
| 15 | CASTLE BRANDS INC COM | 10,000 | 12,000 | 0.00% | ||
| 16 | Lynden Energy | 50,000 | 16,000 | 0.00% | ||
| 17 | AMYRIS INC COM | 20,000 | 32,000 | 0.00% | ||
| 18 | SOLAZYME INC | 13,000 | 32,000 | 0.00% | ||
| 19 | CHEMOURS CO | 10,032 | 54,000 | 0.00% | ||
| 20 | LADENBURG THALMAN FIN SVCS I | 20,000 | 55,000 | 0.00% | ||
| 21 | FEDERATED EQUITY FDS KAUFMANN | 12,222 | 64,000 | 0.00% | ||
| 22 | RITE AID CORP | 10,200 | 80,000 | 0.00% | ||
| 23 | NYMOX PHARMACEUTICAL CORP | 25,000 | 82,000 | 0.00% | ||
| 24 | SORRENTO THERAPEUTICS INC COM NEW | 10,000 | 87,000 | 0.00% | ||
| 25 | SunEdison Inc | 17,500 | 89,000 | 0.00% | ||
| 26 | Oppenheimer Sr Float Rate Fd | 12,661 | 96,000 | 0.00% | ||
| 27 | DNP SELECT INCOME FD INC | 12,073 | 108,000 | 0.00% | ||
| 28 | Fidelity Spartan Inter Muni In | 10,343 | 109,000 | 0.00% | ||
| 29 | Wells Fargo Adv S/T Muni Bd Fd | 11,109 | 110,000 | 0.00% | ||
| 30 | Nansonics Limited | 90,051 | 119,000 | 0.01% | ||
| 31 | Vanguard Intermediate Term Bon | 10,769 | 121,000 | 0.01% | ||
| 32 | JHancock Glbl Abs Ret Strat Fd | 12,688 | 132,000 | 0.01% | ||
| 33 | VANGUARD HIGH YIELD TAX EXEMPT INV CL | 11,708 | 133,000 | 0.01% | ||
| 34 | T ROWE PRICE TAX FREE SHORT INTERMED FUND INVESTOR CLASS | 23,726 | 134,000 | 0.01% | ||
| 35 | Advisory Research Strat Inc Fd | 15,274 | 143,000 | 0.01% | ||
| 36 | VANGUARD BD INDEX FD INC S-T BDINDX | 14,929 | 156,000 | 0.01% | ||
| 37 | Vanguard Ltd Term T/E Fd-INV | 14,600 | 161,000 | 0.01% | ||
| 38 | MICRON TECHNOLOGY INC | 11,750 | 166,000 | 0.01% | ||
| 39 | John Hancock Life Bal Fd | 11,605 | 166,000 | 0.01% | ||
| 40 | PIMCO Short Term Fund | 17,833 | 174,000 | 0.01% | ||
| 41 | Advisory Research All Cap Val | 14,293 | 174,000 | 0.01% | ||
| 42 | COBALT INTL ENERGY INC | 33,410 | 180,000 | 0.01% | ||
| 43 | VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHS | 11,610 | 183,000 | 0.01% | ||
| 44 | T ROWE PRICE HIGH YIELD FD | 29,802 | 184,000 | 0.01% | ||
| 45 | UNILEVER PLC | 4,664 | 201,000 | 0.01% | ||
| 46 | VANGUARD INDEX TR 500 | 1,069 | 201,000 | 0.01% | ||
| 47 | FIDELITY BALANCED | 9,560 | 203,000 | 0.01% | ||
| 48 | PENTAIR PLC | 4,105 | 203,000 | 0.01% | ||
| 49 | EVERSOURCE ENERGY | 4,015 | 205,000 | 0.01% | ||
| 50 | CABLE ONE INC | 476 | 206,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000315498-16-000007, filed 2016.02.02).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
