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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 82 Institutional holders with a total value of $59,837,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,998,614 11,036,000 18.44%
2 BlackRock Institutional Trust Company, N.A. 3,307,021 9,127,000 15.25%
3 BlackRock Fund Advisors 2,749,567 7,589,000 12.68%
4 STATE STREET CORP 1,633,644 4,507,000 7.53%
5 DIMENSIONAL FUND ADVISORS LP 1,581,514 4,365,000 7.29%
6 NORTHERN TRUST CORP 1,058,142 2,921,000 4.88%
7 GEODE CAPITAL MANAGEMENT, LLC 652,596 1,801,000 3.01%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 462,200 1,276,000 2.13%
9 GSA CAPITAL PARTNERS LLP 459,243 1,268,000 2.12%
10 Bank of New York Mellon Corp 420,569 1,162,000 1.94%
11 Geduld E E 420,000 1,159,000 1.94%
12 BlackRock Investment Management, LLC 403,807 1,115,000 1.86%
13 BANK OF AMERICA CORP /DE/ 393,918 1,088,000 1.82%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 332,999 919,000 1.54%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 303,038 837,000 1.40%
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 288,774 798,000 1.33%
17 VICTORY CAPITAL MANAGEMENT INC 200,018 552,000 0.92%
18 Coe Capital Management, LLC 196,211 541,462 0.90%
19 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 195,174 539,000 0.90%
20 NEW YORK STATE COMMON RETIREMENT FUND 183,200 506,000 0.85%
21 ANALYTIC INVESTORS, LLC 177,022 489,000 0.82%
22 ACG Wealth 177,000 489,000 0.82%
23 TEACHERS ADVISORS, LLC 160,706 444,000 0.74%
24 RHUMBLINE ADVISERS 142,444 393,000 0.66%
25 Swiss National Bank 129,939 359,000 0.60%
26 RAYMOND JAMES & ASSOCIATES 84,700 234,000 0.39%
27 Nationwide Fund Advisors 77,006 213,000 0.36%
28 AQR CAPITAL MANAGEMENT LLC 77,211 213,000 0.36%
29 METROPOLITAN LIFE INSURANCE CO/NY 76,183 210,000 0.35%
30 UBS Group AG 75,506 208,000 0.35%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 74,096 204,000 0.34%
32 ROYAL BANK OF CANADA 73,098 201,000 0.34%
33 GOLDMAN SACHS GROUP INC 70,013 193,000 0.32%
34 D. E. Shaw & Co., Inc. 67,551 186,000 0.31%
35 AMERICAN INTERNATIONAL GROUP, INC. 62,729 173,000 0.29%
36 CREDIT SUISSE AG/ 56,476 156,000 0.26%
37 Invesco Ltd. 55,271 153,000 0.26%
38 Horizon Kinetics LLC 54,700 151,000 0.25%
39 BLACKROCK ADVISORS LLC 51,448 142,000 0.24%
40 WEALTHPLAN PARTNERS, LLC 151,635 139,784 0.23%
41 VOYA INVESTMENT MANAGEMENT LLC 47,269 130,000 0.22%
42 Catalyst Capital Advisors LLC 45,420 125,000 0.21%
43 Moors & Cabot, Inc. 38,700 112,000 0.19%
44 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 39,839 110,000 0.18%
45 CITIGROUP INC 33,366 91,000 0.15%
46 MORGAN STANLEY 32,805 91,000 0.15%
47 WELLS FARGO & COMPANY/MN 30,997 85,000 0.14%
48 PRICE T ROWE ASSOCIATES INC /MD/ 29,700 82,000 0.14%
49 NOMURA HOLDINGS INC 27,285 75,000 0.13%
50 BLB&B Advisors, LLC 25,900 71,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.