| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Anson Funds Management LP | 4,728,318 | 1,537,000 | 67.86% | ||
| 2 | Artal Group S.A. | 1,024,020 | 338,000 | 14.92% | ||
| 3 | SABBY MANAGEMENT, LLC | 570,919 | 186,000 | 8.21% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 183,173 | 60,000 | 2.65% | ||
| 5 | KBC Group NV | 136,455 | 44,000 | 1.94% | ||
| 6 | CITADEL ADVISORS LLC | 103,831 | 34,000 | 1.50% | ||
| 7 | Virtu KCG Holdings LLC | 76,383 | 25,000 | 1.10% | ||
| 8 | VANGUARD GROUP INC | 47,405 | 15,000 | 0.66% | ||
| 9 | GOLDMAN SACHS GROUP INC | 28,768 | 9,000 | 0.40% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 27,640 | 8,000 | 0.35% | ||
| 11 | GOFEN & GLOSSBERG LLC /IL/ | 13,750 | 4,000 | 0.18% | ||
| 12 | GABELLI FUNDS LLC | 10,000 | 3,000 | 0.13% | ||
| 13 | Ulys, L.L.C. | 3,891 | 1,000 | 0.04% | ||
| 14 | DEUTSCHE BANK AG\ | 4,074 | 1,000 | 0.04% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 625 | 0 | 0.00% | ||
| 16 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 95 | 0 | 0.00% | ||
| 17 | D.A. DAVIDSON & CO. | 125 | 0 | 0.00% | ||
| 18 | Creative Planning | 250 | 0 | 0.00% | ||
| 19 | MORGAN STANLEY | 628 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
