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Institutional Investment Manager
STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP (CIK: 0000720672) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at Attn: James G. Laschober, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 2,216 holdings with a total value of $11,392,386,000.
#
Name
Shares
Value ($)
%
Options
Notes
2201 VALE S A 1,200 12,000 0.00%
2202 BLACKSTONE GROUP L P 400 12,000 0.00%
2203 DRAGONWAVE INC 10,000 12,000 0.00%
2204 APPLIED MATLS INC 500 11,000 0.00%
2205 Capstone Turbine 10,000 11,000 0.00%
2206 UNITED TECHNOLOGIES CORP 100 11,000 0.00%
2207 ANHEUSER BUSCH INBEV SA/NV 100 11,000 0.00%
2208 AMERICAN TOWER CORP NEW 100 10,000 0.00%
2209 OCCIDENTAL PETE CORP DEL 100 9,000 0.00%
2210 GENERAL MOLY INC 10,670 8,000 0.00%
2211 ASTRAZENECA PLC 100 7,000 0.00%
2212 GTX INC 10,000 7,000 0.00%
2213 CANADIAN NAT RES LTD PUT 200 7,000 0.00%
2214 CREE INC 200 6,000 0.00%
2215 HOLLYFRONTIER CORP 100 5,000 0.00%
2216 MARKET VECTORS ETF TR GOLD MINER ETF 300 5,000 0.00%
Page 45 of 45

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-14-000065, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.