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Capstone Turbine
Capstone Turbine . Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 116 Institutional holders with a total value of $132,296,902.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 22,795,197 24,392,000 18.44%
2 PLATINUM INVESTMENT MANAGEMENT LTD 17,089,489 18,285,000 13.82%
3 VANGUARD GROUP INC 10,252,358 10,970,000 8.29%
4 BlackRock Institutional Trust Company, N.A. 9,953,875 10,651,000 8.05%
5 BlackRock Fund Advisors 8,225,039 8,801,000 6.65%
6 MACKENZIE FINANCIAL CORP 5,658,800 6,055,000 4.58%
7 BTG Pactual Global Asset Management Ltd 5,100,000 5,457,000 4.12%
8 STATE STREET CORP 4,914,005 5,257,000 3.97%
9 ROYCE & ASSOCIATES LP 4,685,000 5,013,000 3.79%
10 NORTHERN TRUST CORP 3,709,589 3,970,000 3.00%
11 GEODE CAPITAL MANAGEMENT, LLC 2,350,094 2,514,000 1.90%
12 Invicta Capital Management, LLC 2,293,650 2,454,000 1.85%
13 CANADA LIFE ASSURANCE Co 1,952,900 2,089,000 1.58%
14 Bodri Capital Management, LLC 1,850,000 1,980,000 1.50%
15 Bank of New York Mellon Corp 1,593,576 1,705,000 1.29%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 1,248,087 1,335,000 1.01%
17 Adirondack Research & Management Inc. 1,098,041 1,175,000 0.89%
18 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 1,000,000 1,070,000 0.81%
19 BlackRock Investment Management, LLC 967,950 1,036,000 0.78%
20 WOLVERINE ASSET MANAGEMENT LLC 807,527 864,000 0.65%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 797,900 854,000 0.65%
22 BlackRock Group LTD 742,636 795,000 0.60%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 694,343 743,000 0.56%
24 FIRST TRUST ADVISORS LP 694,837 743,000 0.56%
25 ESSEX INVESTMENT MANAGEMENT CO LLC 633,254 678,000 0.51%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 607,064 650,000 0.49%
27 GAM Holding AG 603,016 645,000 0.49%
28 DELTA LLOYD NV 600,000 642,000 0.49%
29 BANK OF AMERICA CORP /DE/ 509,595 545,000 0.41%
30 TEACHERS ADVISORS, LLC 486,096 520,000 0.39%
31 ARDSLEY ADVISORY PARTNERS LP 461,118 493,000 0.37%
32 SG Americas Securities, LLC 437,447 468,000 0.35%
33 SIGNIA CAPITAL MANAGEMENT LLC 388,723 416,000 0.31%
34 BHF Kleinwort Benson Group S.A. 385,000 412,000 0.31%
35 UBS AG 368,637 395,000 0.30%
36 Teton Advisors, Inc. 353,000 378,000 0.29%
37 Swiss National Bank 347,700 372,000 0.28%
38 Invesco Ltd. 313,295 335,000 0.25%
39 Virtu KCG Holdings LLC 314,981 334,000 0.25%
40 Robert W. Baird & Co. Inc 296,779 318,000 0.24% SH
41 VOYA INVESTMENT MANAGEMENT LLC 292,618 313,000 0.24%
42 MILLER HOWARD INVESTMENTS INC /NY 263,569 282,000 0.21%
43 Seamans Capital Management, LLC 262,600 281,000 0.21%
44 METROPOLITAN LIFE INSURANCE CO/NY 259,330 277,000 0.21%
45 RHUMBLINE ADVISERS 256,645 275,000 0.21%
46 Nationwide Fund Advisors 254,608 272,000 0.21%
47 AMERICAN INTERNATIONAL GROUP, INC. 218,939 234,265 0.18%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 217,709 233,000 0.18%
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 216,625 232,000 0.18%
50 MORGAN STANLEY 210,027 225,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.