| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 60,186 | 0 | 0.00% | ||
| 2 | GULFMARK OFFSHORE INC | 13,454 | 2,000 | 0.00% | ||
| 3 | IAO KUN GROUP HLDG CO LTD | 13,500 | 4,000 | 0.00% | ||
| 4 | OncoGenex Pharmaceuticals Inc | 10,300 | 4,000 | 0.00% | ||
| 5 | STANLEY FURNITURE CO INC COM NEW | 10,000 | 8,000 | 0.00% | ||
| 6 | ARGOS THERAPEUTICS INC | 20,550 | 9,000 | 0.00% | ||
| 7 | NEWMONT MINING CORP SR NT CV1.625 17 | 10,019 | 10,000 | 0.00% | PRN | |
| 8 | FOREST CITY ENTERPRISES INC | 10,000 | 11,000 | 0.00% | PRN | |
| 9 | CANADIAN SOLAR INC | 10,250 | 11,000 | 0.00% | PRN | |
| 10 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 11,000 | 11,000 | 0.00% | PRN | |
| 11 | TESLA INC | 12,000 | 12,000 | 0.00% | PRN | |
| 12 | WEATHERFORD INTL LTD | 12,844 | 13,000 | 0.00% | PRN | |
| 13 | TITAN MACHY INC | 14,353 | 14,000 | 0.00% | PRN | |
| 14 | RAIT Financial | 14,175 | 14,000 | 0.00% | PRN | |
| 15 | BROADSOFT INC | 13,000 | 15,000 | 0.00% | PRN | |
| 16 | NATIONAL HEALTH INVS INC | 13,000 | 15,000 | 0.00% | PRN | |
| 17 | SPIRIT RLTY CAP INC NEW | 15,000 | 15,000 | 0.00% | PRN | |
| 18 | FUELCELL ENERGY INC | 11,448 | 16,000 | 0.00% | ||
| 19 | PEREGRINE PHARMACEUTICALS IN | 24,800 | 16,000 | 0.00% | ||
| 20 | PORTFOLIO RECOVERY ASSOCS IN | 17,912 | 17,000 | 0.00% | PRN | |
| 21 | SEACOR HOLDINGS INC | 17,751 | 17,000 | 0.00% | PRN | |
| 22 | RTW HLDGS INC | 17,447 | 17,000 | 0.00% | PRN | |
| 23 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 17,000 | 17,000 | 0.00% | PRN | |
| 24 | TANDEM DIABETES CARE INC COM | 15,000 | 18,000 | 0.00% | ||
| 25 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 18,000 | 18,000 | 0.00% | PRN | |
| 26 | RTI INTL METALS INC SR CV NT1.625 19 | 16,000 | 19,000 | 0.00% | PRN | |
| 27 | AMTRUST FINL SVCS INC | 18,813 | 19,000 | 0.00% | PRN | |
| 28 | NAVISTAR INTL CORP NEW | 19,663 | 20,000 | 0.00% | PRN | |
| 29 | WMI HOLDINGS CORP. | 14,372 | 20,000 | 0.00% | ||
| 30 | STARWOOD PPTY TR INC | 20,919 | 22,000 | 0.00% | PRN | |
| 31 | SOLAZYME INC | 24,900 | 24,000 | 0.00% | PRN | |
| 32 | CIENA CORP SR NT CV 17 | 25,000 | 25,000 | 0.00% | PRN | |
| 33 | CTRIP COM INTL LTD | 20,000 | 26,000 | 0.00% | PRN | |
| 34 | TRANSENTERIX INC | 23,900 | 28,000 | 0.00% | ||
| 35 | EV Energy Partners, L.P. | 18,924 | 28,000 | 0.00% | ||
| 36 | RYLAND GROUP INC SR NT CV 0.25 19 | 30,000 | 28,000 | 0.00% | PRN | |
| 37 | BON-TON STORES INC | 49,404 | 29,000 | 0.00% | ||
| 38 | BLACKSTONE MTG TR INC | 28,641 | 29,000 | 0.00% | PRN | |
| 39 | CHESAPEAKE ENERGY CORP | 30,000 | 29,000 | 0.00% | PRN | |
| 40 | OCERA THERAPEUTICS INC | 22,274 | 30,000 | 0.00% | ||
| 41 | ACORDA THERAPEUTICS INC | 29,750 | 30,000 | 0.00% | PRN | |
| 42 | GRAN TIERRA ENERGY INC | 11,334 | 31,000 | 0.00% | ||
| 43 | ANTARES PHARMA INC | 11,000 | 31,000 | 0.00% | ||
| 44 | ALCOBRA LTD | 27,500 | 31,000 | 0.00% | ||
| 45 | PENGROWTH ENERGY CORP | 29,952 | 31,000 | 0.00% | ||
| 46 | WEB COM GROUP INC | 35,984 | 36,000 | 0.00% | PRN | |
| 47 | CIVEO CORP CDA | 12,440 | 37,000 | 0.00% | ||
| 48 | AGENUS INC | 10,666 | 40,000 | 0.00% | ||
| 49 | RESOURCE CAP CORP | 42,420 | 42,000 | 0.00% | PRN | |
| 50 | ELDORADO GOLD CORP NEW | 12,782 | 42,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-17-000062, filed 2017.05.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
