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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares S&P Mid Cap Growth 2,256 394 0.04%
2 iShares S&P 500 Index ETF 38,216 8,314 0.76%
3 iShares S&P 500 Growth ETF 27,311 3,323 0.30%
4 iShares S&P 500 Barra Value 28,041 2,663 0.24%
5 iShares Russell Midcap 51,810 9,031 0.82%
6 iShares Russell 2000 Value 524,997 54,993 5.01%
7 iShares MSCI Brazil Free Index 9,600 324 0.03%
8 iShares Dow Jones Select Divid 11,841 1,015 0.09%
9 iShares Core Total US Bond Mar 413,702 46,508 4.24%
10 ZOGENIX INC 121,400 1,388 0.13%
11 WNS HOLDINGS LTD 7,000 210 0.02%
12 WELLS FARGO CO NEW 34,450 1,525 0.14%
13 WATERS CORP 4,751 753 0.07%
14 WAL-MART STORES INC 5,929 428 0.04%
15 Vanguard Sm Cap Value Indx ETF 40,516 4,484 0.41%
16 Vanguard Health Care ETF 55,734 7,407 0.68%
17 VISA INC 79,353 6,563 0.60%
18 VERIZON COMMUNICATIONS INC 51,888 2,697 0.25%
19 VCA INC 48,495 3,394 0.31%
20 VANGUARD WORLD FDS 18,173 1,943 0.18%
21 VANGUARD WORLD FDS 53,417 5,924 0.54%
22 VANGUARD WHITEHALL FDS INC 6,848 494 0.05%
23 VANGUARD UTILITIES ETF 25,125 2,687 0.24%
24 VANGUARD TELECOM SERVICE ETF 15,668 1,479 0.13%
25 VANGUARD TAX MANAGED INTL FD 196,652 7,357 0.67%
26 VANGUARD SPECIALIZED PORTFOL 2,880 242 0.02%
27 VANGUARD SCOTTSDALE FDS 4,349 395 0.04%
28 VANGUARD SCOTTSDALE FDS 29,962 2,684 0.24%
29 VANGUARD S/T CORP BOND ETF 99,374 8,005 0.73%
30 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.88%
31 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.70%
32 VANGUARD INFO TECH ETF 88,968 10,709 0.98%
33 VANGUARD INDEX FDS 96,559 8,376 0.76%
34 VANGUARD INDEX FDS 6,300 625 0.06%
35 VANGUARD INDEX FDS 457,132 50,892 4.64%
36 VANGUARD GLBL EX-US REAL EST 4,008 225 0.02%
37 VANGUARD ENERGY ETF 31,098 3,038 0.28%
38 VANGUARD CONSUMER STAPLE ETF 55,865 7,647 0.70%
39 VANGUARD CONSUMER DISCRE ETF 55,529 6,982 0.64%
40 VANECK VECTORS ETF TR 14,215 251 0.02%
41 VANECK VECTORS 7,100 265 0.02%
42 V F CORP 73,018 4,093 0.37%
43 US FOODS HLDG CORP 102,505 2,420 0.22%
44 US BANCORP DEL 114,673 4,918 0.45%
45 UNITEDHEALTH GROUP INC 15,954 2,234 0.20%
46 UNITED TECHNOLOGIES CORP 7,046 716 0.07%
47 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
48 UNION PAC CORP 35,254 3,438 0.31%
49 TRINSEO SA 42,760 2,419 0.22%
50 TRAVELERS COMPANIES INC 7,826 896 0.08%
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New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA-ADR 7,000 548 60.15%
2 BANCO BRADESCO-ADR 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
51 COLGATE PALMOLIVE CO 69,542 5,156 0.48%
52 ISHARES TR 41,355 5,134 0.47%
53 SNAP ON INC 33,699 5,121 0.47%
54 STRYKER CORP 42,927 4,997 0.46%
55 US BANCORP DEL 114,673 4,918 0.45%
56 TIME WARNER INC 61,486 4,895 0.45%
57 INTERNATIONAL BUSINESS MACHS 30,415 4,831 0.45%
58 THERMO FISHER SCIENTIFIC INC 29,073 4,624 0.43%
59 MERCK & CO INC 72,790 4,543 0.42%
60 SPDR DJ Wilshire Intl Real Est 108,714 4,534 0.42%
61 EXPRESS SCRIPTS HLDG CO 64,159 4,525 0.42%
62 Vanguard Sm Cap Value Indx ETF 40,516 4,484 0.41%
63 ILLINOIS TOOL WKS INC 37,166 4,454 0.41%
64 CVS HEALTH CORP 49,926 4,443 0.41%
65 HUNTINGTON INGALLS INDS INC 28,691 4,402 0.41%
66 V F CORP 73,018 4,093 0.38%
67 PRUDENTIAL FINL INC 50,038 4,086 0.38%
68 ISHARES MSCI ACWI EX US ETF 98,105 4,069 0.38%
69 NEWELL BRANDS INC 74,322 3,914 0.36%
70 GILEAD SCIENCES INC 49,167 3,890 0.36%
71 ALASKA AIR GROUP INC 57,252 3,771 0.35%
72 SPDR BBG BARC ST CORPORATE 121,557 3,740 0.35%
73 TEVA PHARMACEUTICAL INDS LTD 80,361 3,697 0.34%
74 Sector SPDR Tech Select Shares 76,147 3,638 0.34%
75 MINERALS TECHNOLOGIES INC 50,181 3,547 0.33%
76 EOG RES INC 36,182 3,499 0.32%
77 ISHARES TR 59,029 3,490 0.32%
78 UNION PAC CORP 35,254 3,438 0.32%
79 VCA INC 48,495 3,394 0.31%
80 ISHARES TR 27,243 3,368 0.31%
81 SPROTT PHYSICAL GOLD TRUST 306,275 3,353 0.31%
82 iShares S&P 500 Growth ETF 27,311 3,323 0.31%
83 CROWN HOLDINGS INC 58,190 3,322 0.31%
84 TENNECO INC 56,590 3,297 0.30%
85 DELUXE CORP 48,637 3,250 0.30%
86 COMCAST CORP NEW 48,109 3,192 0.29%
87 AERIE PHARMACEUTICALS INC COM 83,000 3,132 0.29%
88 VANGUARD ENERGY ETF 31,098 3,038 0.28%
89 NETGEAR INC 50,158 3,034 0.28%
90 ISHARES TR 31,339 3,006 0.28%
91 LEAR CORP 24,496 2,969 0.27%
92 SCHLUMBERGER LTD 36,472 2,868 0.26%
93 CRANE CO 44,437 2,800 0.26%
94 BT GROUP PLC 109,124 2,775 0.26%
95 CITIZENS FINL GROUP INC 112,090 2,770 0.26%
96 Flex Ltd. 201,490 2,744 0.25%
97 TAIWAN SEMICONDUCTOR MFG LTD 89,500 2,738 0.25%
98 VERIZON COMMUNICATIONS INC 51,888 2,697 0.25%
99 VANGUARD UTILITIES ETF 25,125 2,687 0.25%
100 VANGUARD SCOTTSDALE FDS 29,962 2,684 0.25%
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