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ZOGENIX INC
ZOGENIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 90 Institutional holders with a total value of $237,322,860.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RA CAPITAL MANAGEMENT, L.P. 2,656,166 31,451,000 13.25%
2 GREAT POINT PARTNERS LLC 2,440,959 27,900,000 11.76%
3 FMR LLC 2,263,224 25,869,000 10.90%
4 FEDERATED HERMES, INC. 1,076,300 12,302,000 5.18%
5 BlackRock Fund Advisors 1,025,692 11,724,000 4.94%
6 BAKER BROS. ADVISORS LP 1,000,000 11,430,000 4.82%
7 Broadfin Capital, LLC 882,312 10,085,000 4.25%
8 VANGUARD GROUP INC 868,990 9,933,000 4.19%
9 GOLDMAN SACHS GROUP INC 853,061 9,750,000 4.11%
10 Invesco Ltd. 849,787 9,714,000 4.09%
11 FRANKLIN RESOURCES INC 637,525 7,287,000 3.07%
12 Lombard Odier Asset Management (USA) Corp 625,252 7,147,000 3.01%
13 BlackRock Institutional Trust Company, N.A. 542,283 6,198,000 2.61%
14 KENNEDY CAPITAL MANAGEMENT LLC 480,452 5,492,000 2.31%
15 STATE STREET CORP 418,062 4,780,000 2.01%
16 Ghost Tree Capital, LLC 325,000 3,715,000 1.57%
17 NORTHERN TRUST CORP 277,852 3,176,000 1.34%
18 NEXTHERA CAPITAL LP 260,000 2,972,000 1.25%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 245,700 2,808,000 1.18% Call
20 CADIAN CAPITAL MANAGEMENT, LP 192,500 2,200,000 0.93%
21 GEODE CAPITAL MANAGEMENT, LLC 159,089 1,818,000 0.77%
22 MORGAN STANLEY 154,323 1,764,000 0.74%
23 GAGNON SECURITIES LLC 152,935 1,748,000 0.74%
24 SABBY MANAGEMENT, LLC 150,000 1,715,000 0.72%
25 SENZAR ASSET MANAGEMENT, LLC 137,900 1,576,197 0.66%
26 Candriam S.C.A. 130,000 1,486,000 0.63%
27 BAILARD, INC. 121,400 1,388,000 0.58%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 119,351 1,364,000 0.57%
29 DIMENSIONAL FUND ADVISORS LP 107,680 1,231,000 0.52%
30 BlackRock Investment Management, LLC 106,418 1,216,000 0.51%
31 BANK OF AMERICA CORP /DE/ 97,435 1,114,000 0.47%
32 RENAISSANCE TECHNOLOGIES LLC 93,287 1,066,000 0.45%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 83,377 953,000 0.40%
34 DAFNA Capital Management LLC 79,538 909,000 0.38%
35 Bank of New York Mellon Corp 72,295 826,000 0.35%
36 BLAIR WILLIAM & CO/IL 66,400 759,000 0.32%
37 D. E. Shaw & Co., Inc. 65,214 745,000 0.31%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 57,750 660,000 0.28%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 52,359 598,000 0.25%
40 CREDIT SUISSE AG/ 45,752 523,000 0.22%
41 DEUTSCHE BANK AG\ 44,504 508,000 0.21%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,225 460,000 0.19%
43 TEACHERS ADVISORS, LLC 39,320 449,000 0.19%
44 GROUP ONE TRADING LLC 37,246 426,000 0.18%
45 Allianz Asset Management GmbH 37,586 402,000 0.17%
46 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 34,337 392,000 0.17%
47 Healthcare Value Capital, LLC 31,850 364,000 0.15%
48 RHUMBLINE ADVISERS 31,135 356,000 0.15%
49 Palo Alto Investors LP 29,500 337,000 0.14%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,944 319,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.