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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
451 MCDONALDS CORP 110,586 12,757 0.56%
452 MCKESSON CORP 9,100 1,517 0.07%
453 MEAD JOHNSON NUTRITI 8,132 642 0.03%
454 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
455 MEDNAX INC 3,303 219 0.01%
456 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
457 MERCADOLIBRE INC 2,807 519 0.02%
458 MERCK & CO INC 368,127 22,975 1.01%
459 METLIFE INC 42,189 1,874 0.08%
460 MICROCHIP TECHNOLOGY 58,319 3,624 0.16%
461 MICROSEMI CORP 1,701 71 0.00%
462 MICROSOFT CORP 277,826 16,003 0.70%
463 MIDDLEBY CORP 7,994 988 0.04%
464 MIDLAND STS BANCORP INC ILL COM 11,292 286 0.01%
465 MIMEDX GROUP INC COM 500 4 0.00%
466 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
467 MOHAWK INDS 32,289 6,469 0.28%
468 MOLSON COORS BREWING CO 3,369 370 0.02%
469 MONDELEZ INTL INC 20,550 902 0.04%
470 MONMOUTH REAL ESTATE INVT CO 60,008 856 0.04%
471 MONRO MUFFLER BRAKE INC 4,793 293 0.01%
472 MONROE CAP CORP 70,408 1,108 0.05%
473 MONSANTO CO NEW 10,715 1,095 0.05%
474 MORGAN STANLEY 11,718 376 0.02%
475 MOSAIC CO NEW 37,141 908 0.04%
476 MOTOROLA SOLUTIONS INC 7,149 545 0.02%
477 MPLX LP 48,685 1,648 0.07%
478 MSC INDL DIRECT INC 43,077 3,162 0.14%
479 MTS SYS CORP 21,247 978 0.04%
480 MURPHY OIL 43,307 1,317 0.06%
481 MYRIAD GENETICS INC 70,156 1,444 0.06%
482 NATIONAL CINEMEDIA INC 31,054 457 0.02%
483 NATIONAL HEALTH INVS INC 2,550 200 0.01%
484 NATIONAL INSTRS CORP 15,609 443 0.02%
485 NATIONAL OILWELL VARCO INC 79,337 2,915 0.13%
486 NATIONAL RETAIL PPTYS INC 21,000 1,068 0.05%
487 NEOGEN CORP COM 12,440 696 0.03%
488 NETFLIX INC 7,238 713 0.03%
489 NEUROCRINE BIOSCIE COM USD0.001 4,500 228 0.01%
490 NEW GOLD INC CDA 44,020 191 0.01%
491 NEW MEDIA INVT GROUP INC COM 24,208 375 0.02%
492 NEW YORK CMNTY BANCORP INC 45,826 652 0.03%
493 NEW YORK MORTGAGE TRUST INC COM 13,150 79 0.00%
494 NEWELL BRANDS 6,067 319 0.01%
495 NEWFIELD EXPL CO 6,853 298 0.01%
496 NEWMONT CORP 13,572 533 0.02%
497 NEXTERA ENERGY INC 30,332 3,710 0.16%
498 NIKE INC 61,799 3,254 0.14%
499 NOBLE CORP PLC 12,994 82 0.00%
500 NORDSTROM INC 7,652 397 0.02%
Page 10 of 16