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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 124 Institutional holders with a total value of $195,562,816.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 5,714,771 34,403,000 17.59%
2 VANGUARD GROUP INC 4,054,149 24,405,000 12.48%
3 BlackRock Institutional Trust Company, N.A. 3,270,386 19,688,000 10.07%
4 UBS Group AG 2,820,371 16,979,000 8.68%
5 STATE STREET CORP 2,010,747 12,103,000 6.19%
6 NORTHERN TRUST CORP 1,943,193 11,698,000 5.98%
7 Global X Management CO LLC 1,479,194 8,905,000 4.55%
8 LSV ASSET MANAGEMENT 1,211,011 7,290,000 3.73%
9 GEODE CAPITAL MANAGEMENT, LLC 793,743 4,778,000 2.44%
10 Advisors Asset Management, Inc. 714,509 4,301,000 2.20%
11 BlackRock Investment Management, LLC 481,471 2,898,000 1.48%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 451,500 2,718,000 1.39%
13 Bank of New York Mellon Corp 436,958 2,630,000 1.34%
14 VAN ECK ASSOCIATES CORP 424,669 2,557,000 1.31%
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 376,451 2,267,000 1.16%
16 Allianz Asset Management GmbH 371,433 2,236,000 1.14%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 328,847 1,980,000 1.01%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 284,978 1,715,000 0.88%
19 ROYAL BANK OF CANADA 276,032 1,662,000 0.85%
20 JPMORGAN CHASE & CO 261,053 1,572,000 0.80%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 232,964 1,402,000 0.72%
22 ALLIANCEBERNSTEIN L.P. 200,600 1,208,000 0.62%
23 Key Colony Management, LLC 179,000 1,078,000 0.55%
24 TEACHERS ADVISORS, LLC 178,070 1,072,000 0.55%
25 Swiss National Bank 172,920 1,041,000 0.53%
26 DEUTSCHE BANK AG\ 172,449 1,035,000 0.53%
27 Creative Planning 165,947 999,000 0.51%
28 PRUDENTIAL FINANCIAL INC 143,380 863,000 0.44%
29 RHUMBLINE ADVISERS 131,064 789,000 0.40%
30 Ativo Capital Management LLC 131,134 789,000 0.40%
31 Spot Trading L.L.C 128,400 773,000 0.40% Put
32 GOLDMAN SACHS GROUP INC 119,550 720,000 0.37%
33 PARAMETRIC PORTFOLIO ASSOCIATES LLC 119,260 718,000 0.37%
34 CITADEL ADVISORS LLC 117,763 709,000 0.36%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 116,049 698,000 0.36%
36 CREDIT SUISSE AG/ 113,446 683,000 0.35%
37 IndexIQ Advisors LLC 108,963 656,000 0.34%
38 Sterling Capital Management LLC 107,180 645,000 0.33%
39 NEW YORK STATE COMMON RETIREMENT FUND 99,900 601,000 0.31%
40 Cetera Advisor Networks LLC 77,350 466,000 0.24%
41 METROPOLITAN LIFE INSURANCE CO/NY 76,590 461,000 0.24%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 75,211 453,000 0.23%
43 GUGGENHEIM CAPITAL LLC 74,508 448,000 0.23%
44 Nationwide Fund Advisors 71,670 431,000 0.22%
45 WELLINGTON MANAGEMENT GROUP LLP 68,158 411,000 0.21%
46 AMERICAN INTERNATIONAL GROUP, INC. 63,449 381,963 0.20%
47 Aperio Group, LLC 62,331 375,000 0.19%
48 ALLEGIS INVESTMENT ADVISORS, LLC 61,399 370,000 0.19%
49 BLACKROCK ADVISORS LLC 61,120 368,000 0.19%
50 VOYA INVESTMENT MANAGEMENT LLC 58,806 354,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.