Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
601 SCHLUMBERGER LTD 47,556 3,740 0.16%
602 SCHWAB CHARLES CORP 66,721 2,106 0.09%
603 SCRIPPS NETWORKS INTERACT IN 67,729 4,300 0.19%
604 SELECT SECTOR SPDR TR 58,831 3,130 0.14%
605 SELECT SECTOR SPDR TR 42,666 3,415 0.15%
606 SELECT SECTOR SPDR TR 79,531 5,735 0.25%
607 SELECT SECTOR SPDR TR 12,528 242 0.01%
608 SELECT SECTOR SPDR TR 87,689 4,190 0.18%
609 SELECT SECTOR SPDR TR 8,587 606 0.03%
610 SENSATA TECHNOLOGIES HLDG NV 64,317 2,494 0.11%
611 SHERWIN WILLIAMS CO 5,806 1,606 0.07%
612 SIGNET JEWELERS LIMITED 13,307 992 0.04%
613 SIMMONS 1ST NATL CORP CL A $1 PAR 31,366 1,565 0.07%
614 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
615 SKYWORKS SOLUTIONS INC 4,855 370 0.02%
616 SMUCKER J M CO 7,095 962 0.04%
617 SNAP ON INC 2,061 313 0.01%
618 SONIC CORP 33,015 864 0.04%
619 SONOCO PRODS CO 26,294 1,389 0.06%
620 SOUTHERN CO 182,331 9,354 0.41%
621 SOUTHWEST AIRLS CO 13,181 513 0.02%
622 SOUTHWESTERN ENERGY CO 35,091 486 0.02%
623 SPDR DOW JONES REIT ETF 7,533 734 0.03%
624 SPDR GOLD TR 17,365 2,182 0.10%
625 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
626 SPDR S&P MIDCAP 400 ETF TR 8,508 2,402 0.11%
627 SPDR SER TR 58,252 2,462 0.11%
628 SPDR SERIES TRUST 49,059 2,607 0.11%
629 SPDR SERIES TRUST 128,223 4,931 0.22%
630 SPDR SERIES TRUST 769,314 47,190 2.07%
631 SPDR SERIES TRUST 6,385 657 0.03%
632 SPDR SERIES TRUST 36,770 1,625 0.07%
633 SPDR SERIES TRUST 6,619 225 0.01%
634 SPECTRA ENERGY PARTNERS LP 6,795 297 0.01%
635 SPLUNK INC 4,516 265 0.01%
636 SPROTT PHYSICAL GOLD TRUST 22,000 241 0.01%
637 SPS COMM INC 722 53 0.00%
638 STAAR Surgical Co 16,873 159 0.01%
639 STANLEY BLACK &DECKER INC 17,514 2,154 0.09%
640 STARBUCKS CORP 72,710 3,937 0.17%
641 STATE STR CORP 4,276 298 0.01%
642 STERICYCLE INC 2,951 236 0.01%
643 STRYKER CORP 4,364 508 0.02%
644 SUNOCO LOGISTICS PRTNRS L P 7,899 224 0.01%
645 SUNTRUST BKS INC 82,444 3,611 0.16%
646 SVB FINANCIAL GROUP 3,349 370 0.02%
647 SWIFT TRANSN CO 58,654 1,259 0.06%
648 SYMANTEC CORP 16,298 409 0.02%
649 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
650 SYSCO CORP 4,695 230 0.01%
Page 13 of 16