Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $168,642,636.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 728,609 32,197,000 19.09%
2 Psagot Value Holdings Ltd. 446,036 19,710,000 11.69%
3 UBS Group AG 437,030 19,312,000 11.45%
4 BANK OF AMERICA CORP /DE/ 432,512 19,113,000 11.33%
5 MORGAN STANLEY 278,591 12,310,000 7.30%
6 BARCLAYS PLC 200,560 8,863,000 5.26%
7 Wharton Business Group, LLC 193,100 8,533,000 5.06%
8 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 107,450 4,748,000 2.82%
9 BAIRD FINANCIAL GROUP, INC. 103,648 4,580,000 2.72%
10 HOCHMAN COLE INVESTMENT ADVISORS, INC. 70,382 3,110,000 1.84%
11 WELLS FARGO & COMPANY/MN 65,384 2,889,000 1.71%
12 CYPRESS CAPITAL MANAGEMENT LLC 55,295 2,443,000 1.45%
13 RAYMOND JAMES & ASSOCIATES 47,687 2,107,000 1.25%
14 LPL Financial LLC 42,247 1,885,000 1.12%
15 CITADEL ADVISORS LLC 42,382 1,873,000 1.11%
16 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 41,949 1,854,000 1.10%
17 Connor, Clark & Lunn Investment Management Ltd. 40,900 1,807,000 1.07%
18 STEPHENS INC /AR/ 36,770 1,625,000 0.96%
19 Raymond James Financial Services Advisors, Inc. 36,588 1,617,000 0.96%
20 CREDIT SUISSE AG/ 35,759 1,580,000 0.94%
21 JANE STREET GROUP, LLC 35,766 1,580,000 0.94%
22 Virtu Financial LLC 33,438 1,478,000 0.88%
23 AVIANCE CAPITAL MANAGEMENT, LLC 25,419 1,123,000 0.67%
24 Jefferies Group LLC 25,000 1,105,000 0.66% Call
25 Mirae Asset Global Investments Co., Ltd. 24,900 1,100,000 0.65%
26 B. Riley Wealth Advisors, Inc. 21,902 968,000 0.57%
27 JPMORGAN CHASE & CO 18,297 809,000 0.48%
28 Concorde Asset Management, LLC 14,626 646,000 0.38%
29 Commonwealth Equity Services, Inc 13,653 603,000 0.36%
30 First Allied Advisory Services, Inc. 13,200 583,000 0.35%
31 CORNERSTONE FINANCIAL PARTNERS, LLC 11,405 508,000 0.30%
32 Cetera Advisors LLC 10,686 471,000 0.28%
33 SG Americas Securities, LLC 10,578 467,000 0.28%
34 ROYAL BANK OF CANADA 7,771 344,000 0.20%
35 MSI Financial Services Inc 7,542 333,000 0.20%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,500 331,000 0.20% Put
37 NEXT Financial Group, Inc 7,292 322,000 0.19%
38 PNC FINANCIAL SERVICES GROUP, INC. 7,227 320,000 0.19%
39 BANK HAPOALIM BM 6,756 299,000 0.18%
40 CITIGROUP INC 6,700 296,000 0.18%
41 CUTLER GROUP LLC / CA 6,100 269,000 0.16%
42 BBVA USA Bancshares, Inc. 5,920 262,000 0.16%
43 Cambridge Investment Research Advisors, Inc. 5,782 256,000 0.15%
44 HighTower Advisors, LLC 5,748 255,000 0.15%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,008 221,000 0.13%
46 Winslow, Evans & Crocker, Inc. 4,830 213,440 0.13%
47 OPPENHEIMER & CO INC 4,584 203,000 0.12%
48 ADVISOR GROUP, INC. 4,054 179,000 0.11%
49 Creative Planning 3,632 161,000 0.10%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,309 147,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.