Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
151 CM FIN INC 47,246 430 0.02%
152 CME GROUP INC 7,458 780 0.03%
153 CNH INDL N V 52,441 379 0.02%
154 COACH INC 34,431 1,259 0.06%
155 COCA COLA CO 278,355 11,780 0.52%
156 COGNEX CORP 2,589 137 0.01%
157 COHEN & STEERS INFRASTRUCTUR 12,129 261 0.01%
158 COLGATE PALMOLIVE CO 55,529 4,117 0.18%
159 COMCAST CORP NEW 65,031 4,314 0.19%
160 COMMERCE BANCSHARES INC 9,005 444 0.02%
161 CONAGRA BRANDS INC 13,527 637 0.03%
162 CONCHO RESOURCES 21,387 2,938 0.13%
163 CONNS INC 203,786 2,103 0.09%
164 CONOCOPHILLIPS 115,165 5,006 0.22%
165 CONSOLIDATED EDISON INC 55,065 4,146 0.18%
166 COPART INC 7,518 403 0.02%
167 CORE LABORATORIES N V 3,110 349 0.02%
168 CORE MARK HOLDING CO INC COM 11,463 410 0.02%
169 CORNING INC 119,385 2,823 0.12%
170 COSTAR GROUP 4,041 875 0.04%
171 COSTCO WHSL CORP NEW 38,442 5,863 0.26%
172 COVANTA HLDG CORP 11,541 178 0.01%
173 CREE INC 101,273 2,605 0.11%
174 CROSS TIMBERS RTY TR 23,817 434 0.02%
175 CROSSAMERICA PARTNERS LP 7,909 201 0.01%
176 CROSSTEX ENERGY INC 20,334 341 0.01%
177 CROWN CASTLE INTL CORP NEW 86,231 8,124 0.36%
178 CSX CORP 95,020 2,898 0.13%
179 CUBESMART 99,648 2,716 0.12%
180 CUMMINS INC 22,827 2,925 0.13%
181 CVS HEALTH CORP 51,239 4,560 0.20%
182 CYRUSONE INC 11,500 547 0.02%
183 Clearbridge Energy MLP Opportunity FD 12,679 169 0.01%
184 ClubCorp Hldgs Inc 27,804 402 0.02%
185 DANAHER CORP DEL 76,965 6,033 0.26%
186 DARLING INGREDIENTS INC 15,828 214 0.01%
187 DEERE & CO 7,684 656 0.03%
188 DEL FRISCOS RESTAURANT GROUP COM 79,232 1,067 0.05%
189 DELTA AIRLINES INC DEL 36,934 1,454 0.06%
190 DENTSPLY SIRONA INC 1,457 87 0.00%
191 DEPHEID 8,720 459 0.02%
192 DEVON ENERGY CORP NEW 22,727 1,002 0.04%
193 DEXCOM INC 6,656 583 0.03%
194 DIAMOND OFFSHR DRILLING 55,878 984 0.04%
195 DICKS SPORTING GOODS INC 21,361 1,212 0.05%
196 DIGITAL RLTY TR INC 35,128 3,412 0.15%
197 DISCOVER FINL SVCS 9,471 536 0.02%
198 DISCOVERY COMMUNICATNS NEW 11,885 313 0.01%
199 DISCOVERY COMMUNICATNS NEW 68,397 1,841 0.08%
200 DOLLAR GEN CORP NEW 9,411 659 0.03%
Page 4 of 16