| 1 |
CYRUS CAPITAL PARTNERS, L.P. |
3,818,186 |
34,745,000 |
65.06% |
|
|
| 2 |
Advisors Asset Management, Inc. |
924,042 |
8,409,000 |
15.75% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
265,467 |
2,416,000 |
4.52% |
|
|
| 4 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
215,557 |
1,962,000 |
3.67% |
|
|
| 5 |
UBS Group AG |
144,558 |
1,315,000 |
2.46% |
|
|
| 6 |
ARES MANAGEMENT LLC |
138,614 |
1,261,000 |
2.36% |
|
|
| 7 |
Raymond James Financial Services Advisors, Inc. |
95,692 |
871,000 |
1.63% |
|
|
| 8 |
STEPHENS INC /AR/ |
47,246 |
430,000 |
0.81% |
|
|
| 9 |
STIFEL FINANCIAL CORP |
39,237 |
357,000 |
0.67% |
|
|
| 10 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
36,600 |
333,000 |
0.62% |
|
|
| 11 |
OPPENHEIMER & CO INC |
36,658 |
333,000 |
0.62% |
|
|
| 12 |
NUVEEN ASSET MANAGEMENT INC. |
24,008 |
218,000 |
0.41% |
|
|
| 13 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
22,700 |
207,000 |
0.39% |
|
|
| 14 |
Moors & Cabot, Inc. |
22,657 |
206,000 |
0.39% |
|
|
| 15 |
CAXTON CORP |
16,409 |
149,000 |
0.28% |
|
|
| 16 |
JPMORGAN CHASE & CO |
7,500 |
68,000 |
0.13% |
|
|
| 17 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
6,004 |
55,000 |
0.10% |
|
|
| 18 |
CITIGROUP INC |
4,017 |
37,000 |
0.07% |
|
|
| 19 |
MORGAN STANLEY |
1,805 |
16,000 |
0.03% |
|
|
| 20 |
Barnett & Company, Inc. |
1,000 |
9,000 |
0.02% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
762 |
7,000 |
0.01% |
|
|
| 22 |
CUTLER GROUP LLC / CA |
600 |
0 |
0.00% |
Put |
|
| 23 |
CUTLER GROUP LLC / CA |
800 |
0 |
0.00% |
Call |
|
| 24 |
CUTLER GROUP LLC / CA |
100 |
0 |
0.00% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 26 |
SIMPLEX TRADING, LLC |
52 |
0 |
0.00% |
|
|
