| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,222,234 | 16,255,000 | 17.98% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,092,906 | 14,536,000 | 16.08% | ||
| 3 | MORGAN STANLEY | 934,837 | 12,434,000 | 13.76% | ||
| 4 | Advisors Asset Management, Inc. | 863,831 | 11,489,000 | 12.71% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 621,357 | 8,264,000 | 9.14% | ||
| 6 | WELLS FARGO & COMPANY/MN | 529,113 | 7,038,000 | 7.79% | ||
| 7 | TERRIL BROTHERS, INC. | 367,361 | 4,886,000 | 5.41% | ||
| 8 | Invesco Ltd. | 331,623 | 4,411,000 | 4.88% | ||
| 9 | UBS Group AG | 309,931 | 4,122,000 | 4.56% | ||
| 10 | ROYAL BANK OF CANADA | 108,368 | 1,441,000 | 1.59% | ||
| 11 | COHEN & STEERS, INC. | 82,257 | 1,094,000 | 1.21% | ||
| 12 | US BANCORP \DE\ | 53,500 | 712,000 | 0.79% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 43,359 | 577,000 | 0.64% | ||
| 14 | Janney Montgomery Scott LLC | 35,885 | 477,000 | 0.53% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 34,379 | 457,000 | 0.51% | ||
| 16 | Clearbridge Investments, LLC | 27,700 | 368,000 | 0.41% | ||
| 17 | LPL Financial LLC | 26,017 | 338,000 | 0.37% | ||
| 18 | STIFEL FINANCIAL CORP | 24,056 | 317,000 | 0.35% | ||
| 19 | MOSAIC FAMILY WEALTH, LLC | 23,241 | 309,000 | 0.34% | ||
| 20 | D.A. DAVIDSON & CO. | 16,370 | 217,000 | 0.24% | ||
| 21 | LAUREL WEALTH ADVISORS, INC. | 15,916 | 212,000 | 0.23% | ||
| 22 | STEPHENS INC /AR/ | 12,679 | 169,000 | 0.19% | ||
| 23 | CITIGROUP INC | 11,998 | 160,000 | 0.18% | ||
| 24 | Creative Planning | 1,750 | 23,000 | 0.03% | ||
| 25 | ADVISOR GROUP, INC. | 1,700 | 22,000 | 0.02% | ||
| 26 | MSI Financial Services Inc | 1,100 | 15,000 | 0.02% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,060 | 14,000 | 0.02% | ||
| 28 | BANK OF MONTREAL /CAN/ | 1,000 | 13,000 | 0.01% | ||
| 29 | Financial Architects, Inc | 509 | 7,000 | 0.01% | ||
| 30 | IFP ADVISORS, INC | 300 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
