Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
301 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
302 GLOBAL X FDS 39,250 456 0.02%
303 GOLDMAN SACHS GROUP INC 3,462 558 0.02%
304 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
305 GOVERNMENT PPTYS INCOME TR 20,097 455 0.02%
306 GRAINGER W W INC 9,096 2,045 0.09%
307 GRAND CANYON ED INC 6,275 253 0.01%
308 GRAY TELEVISION INC COM 67,906 704 0.03%
309 GUIDEWIRE SOFTWARE INC 5,314 319 0.01%
310 HALLIBURTON CO 16,792 754 0.03%
311 HALOZYME THERAPEUTICS INC 11,000 133 0.01%
312 HANESBRANDS INC 23,322 589 0.03%
313 HARMAN INTL INDS INC 2,965 250 0.01%
314 HARTFORD FINL SVCS GROUP INC 161,032 6,895 0.30%
315 HCA HOLDINGS INC 20,865 1,578 0.07%
316 HCP INC 42,257 1,604 0.07%
317 HEALTHCARE SVCS GRP INC 6,168 244 0.01%
318 HEALTHSTREAM INC COM 1,246 34 0.00%
319 HEICO CORP NEW 3,406 206 0.01%
320 HELMERICH & PAYNE INC 12,998 875 0.04%
321 HENRY SCHEIN INC 476 78 0.00%
322 HERCULES CAPITAL INC 34,541 468 0.02%
323 HILLTOP HOLDINGS INC 2,458 55 0.00%
324 HMS HOLDINGS CORPORATION 30,819 683 0.03%
325 HOLOGIC INC 1,876 73 0.00%
326 HOME BANCSHARES INC 713,473 14,847 0.65%
327 HOME DEPOT INC 25,305 3,256 0.14%
328 HONDA MOTOR LTD 68,483 1,981 0.09%
329 HONEYWELL INTL INC 26,401 3,078 0.13%
330 HORMEL FOODS CORP 59,207 2,246 0.10%
331 HOSPITALITY PPTYS TR 138,519 4,117 0.18%
332 HOST HOTELS & RESORTS INC 169,201 2,634 0.12%
333 HSBC HLDGS PLC 26,091 981 0.04%
334 HUB GROUP INC CL A 634 26 0.00%
335 HUNT J B TRANS SVCS INC 23,034 1,869 0.08%
336 HUNTINGTON BANCSHARES INC 252,372 2,488 0.11%
337 ICON PLC 9,225 714 0.03%
338 IDEX CORP 2,396 224 0.01%
339 IDEXX LAB 10,712 1,208 0.05%
340 ILLINOIS TOOL WKS INC 32,175 3,856 0.17%
341 ILLUMINA INC 3,275 595 0.03%
342 IMATION CORP 66,664 42 0.00%
343 IMAX CORP 14,211 412 0.02%
344 IMMUNOMEDICS INCORPORATED 10,000 33 0.00%
345 IMPERVA INC 1,637 88 0.00%
346 INGREDION INC 2,055 273 0.01%
347 INTEGRATED DEVICE TECHNOLOGY 10,500 243 0.01%
348 INTEL CORP 286,113 10,801 0.47%
349 INTERCONTINENTAL EXCHANGE IN 5,821 1,568 0.07%
350 INTERNATIONAL BUSINESS MACHS 38,063 6,046 0.26%
Page 7 of 16