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Institutional Investment Manager
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (CIK: 0000763848) incorporated in Delaware, located at 2029 Century Park East, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000909012-15-000111) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
101 JDS UNIPHASE CORP COM PAR 0.001 1,167,225 16,014 0.19%
102 PARAMOUNT GROUP INC COM 834,658 15,516 0.19%
103 PENNYMAC MTG INVT TR 658,177 13,880 0.17%
104 SAGENT PHARMACEUTICALS INC 525,491 13,195 0.16%
105 WESCO INTL INC 170,638 13,004 0.16%
106 ACTUANT CORP 456,046 12,422 0.15%
107 MKS INSTRUMENT INC 302,147 11,058 0.13%
108 ARES CAPITAL CORP 689,928 10,766 0.13%
109 JAZZ PHARMACEUTICALS PLC 64,783 10,606 0.13%
110 REDWOOD TR INC 482,011 9,495 0.11%
111 GLAXOSMITHKLINE PLC 204,625 8,745 0.10%
112 BANK NEW YORK MELLON CORP 187,295 7,598 0.09%
113 DENBURY RES INC COM NEW 797,112 6,480 0.08%
114 NORTHSTAR RLTY FIN CORP COM NEW 365,425 6,424 0.08%
115 NEW RESIDENTIAL INVT CORP COM NEW 502,336 6,414 0.08%
116 ABBVIE INC 96,015 6,283 0.08%
117 TELEFONAKTIEBOLAGET LM ERICS 518,600 6,275 0.08%
118 ARLINGTON ASSET INVEST CORP CL A NEW 229,348 6,102 0.07%
119 HANNON ARMSTRONG SUST INFR C 413,277 5,880 0.07%
120 PENNANTPARK FLOATING RATE CA 420,678 5,775 0.07%
121 NIPPON TEL &TEL CORP SPON ADR EACH REP 1 222,370 5,694 0.07%
122 ISHARES TR 63,125 5,656 0.07%
123 MEDLEY CAP CORPORATION 549,746 5,079 0.06%
124 KONINKLIJKE PHILIPS N V 173,630 5,035 0.06%
125 HERCULES CAPITAL INC 334,710 4,980 0.06%
126 MFS INTERMEDIATE INCOME TRUST SH BEN INT 1,032,378 4,934 0.06%
127 ARES DYNAMIC CR ALLOCATION F 304,481 4,816 0.06%
128 HOMESTREET INC COM 275,018 4,788 0.06%
129 MERCK & CO INC 83,828 4,760 0.06%
130 TOTAL S A 91,365 4,677 0.06%
131 ASTRAZENECA PLC 66,440 4,676 0.06%
132 ING GROEP N V 353,575 4,585 0.06%
133 TCP CAP CORP 254,556 4,271 0.05%
134 NAVIOS MARITIME HLDGS INC 218,505 4,031 0.05%
135 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 148,892 3,942 0.05%
136 TRIPLEPOINT VENTURE GROWTH B 250,066 3,713 0.04%
137 ANALOG DEVICES INC 66,140 3,672 0.04%
138 ANALOG DEVICES INC 65,900 3,658 0.04% Call
139 WYNDHAM WORLDWIDE CORP 40,400 3,464 0.04%
140 PREFERRED APT CMNTYS INC 364,300 3,315 0.04%
141 MONSANTO CO NEW 27,625 3,300 0.04%
142 TENNECO INC 57,000 3,226 0.04%
143 MICROCHIP TECHNOLOGY INC. 71,200 3,211 0.04%
144 GENERAL ELECTRIC CO 123,576 3,122 0.04%
145 WABASH NATL CORP 249,986 3,089 0.04%
146 APPLE INC 27,790 3,067 0.04%
147 SUNCOR ENERGY INC NEW 95,975 3,050 0.04%
148 ISHARES TR 21,225 2,897 0.03%
149 STONEMOR PARTNERS L P 107,525 2,770 0.03%
150 VODAFONE GROUP PLC NEW 73,825 2,522 0.03%
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