| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 5,014,432 | 23,969,000 | 17.97% | ||
| 2 | Relative Value Partners, LLC | 3,872,485 | 18,510,000 | 13.87% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,627,742 | 12,561,000 | 9.41% | ||
| 4 | MORGAN STANLEY | 2,191,365 | 10,474,000 | 7.85% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 389,682 | 10,142,000 | 7.60% | ||
| 6 | Karpus Management, Inc. | 1,629,205 | 7,788,000 | 5.84% | ||
| 7 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,269,700 | 6,069,000 | 4.55% | ||
| 8 | Invesco Ltd. | 1,189,387 | 5,685,000 | 4.26% | ||
| 9 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 1,032,378 | 4,934,000 | 3.70% | ||
| 10 | UBS Group AG | 1,014,318 | 4,848,000 | 3.63% | ||
| 11 | Index Management Solutions, LLC | 700,908 | 3,350,000 | 2.51% | ||
| 12 | Ancora Advisors LLC | 496,975 | 2,376,000 | 1.78% | ||
| 13 | GREATMARK INVESTMENT PARTNERS, INC. | 450,438 | 2,153,000 | 1.61% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 402,388 | 1,924,000 | 1.44% | ||
| 15 | THRIVENT FINANCIAL FOR LUTHERANS | 369,134 | 1,764,000 | 1.32% | ||
| 16 | ASHFORD CAPITAL MANAGEMENT INC | 348,049 | 1,664,000 | 1.25% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 276,254 | 1,320,000 | 0.99% | ||
| 18 | Penbrook Management LLC | 186,853 | 893,000 | 0.67% | ||
| 19 | LPL Financial LLC | 180,879 | 865,000 | 0.65% | ||
| 20 | Independence Trust CO | 160,512 | 766,000 | 0.57% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 155,891 | 745,000 | 0.56% | ||
| 22 | SHUFRO ROSE & CO LLC | 148,090 | 707,000 | 0.53% | ||
| 23 | Virtu KCG Holdings LLC | 126,381 | 604,000 | 0.45% | ||
| 24 | Investors Capital Advisory Services | 126,352 | 603,000 | 0.45% | ||
| 25 | MARINER INVESTMENT GROUP LLC | 117,100 | 560,000 | 0.42% | ||
| 26 | DIXON HUBARD FEINOUR & BROWN INC/VA | 110,640 | 529,000 | 0.40% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 105,254 | 503,000 | 0.38% | ||
| 28 | DOLIVER ADVISORS, LP | 103,926 | 496,000 | 0.37% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 88,585 | 423,000 | 0.32% | ||
| 30 | SG Americas Securities, LLC | 87,782 | 420,000 | 0.31% | ||
| 31 | Shaker Financial Services, LLC | 81,092 | 388,000 | 0.29% | ||
| 32 | Benchmark Capital Advisors | 77,400 | 370,000 | 0.28% | ||
| 33 | Allen Investment Management, LLC | 71,959 | 344,000 | 0.26% | ||
| 34 | GOLDMAN SACHS GROUP INC | 71,052 | 340,000 | 0.25% | ||
| 35 | Pineno Levin & Ford Asset Management, Inc. | 59,500 | 284,000 | 0.21% | ||
| 36 | Texan Capital Management | 55,575 | 266,000 | 0.20% | ||
| 37 | Yellowstone Partners, LLC | 53,809 | 257,000 | 0.19% | ||
| 38 | Mariner, LLC | 49,872 | 238,000 | 0.18% | ||
| 39 | ProVise Management Group, LLC | 49,450 | 236,000 | 0.18% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 45,529 | 218,000 | 0.16% | ||
| 41 | HighTower Advisors, LLC | 44,000 | 210,000 | 0.16% | ||
| 42 | BRAVE ASSET MANAGEMENT INC | 32,300 | 154,000 | 0.12% | ||
| 43 | JANE STREET GROUP, LLC | 30,856 | 147,000 | 0.11% | ||
| 44 | STIFEL FINANCIAL CORP | 26,547 | 128,000 | 0.10% | ||
| 45 | DEUTSCHE BANK AG\ | 25,273 | 120,000 | 0.09% | ||
| 46 | ROYAL BANK OF CANADA | 23,616 | 113,000 | 0.08% | ||
| 47 | Janney Montgomery Scott LLC | 23,306 | 111,403 | 0.08% | ||
| 48 | US BANCORP \DE\ | 22,500 | 107,000 | 0.08% | ||
| 49 | SIGNET FINANCIAL MANAGEMENT, LLC | 22,250 | 106,000 | 0.08% | ||
| 50 | Concert Wealth Management Inc. | 20,720 | 98,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
