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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $107,215,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Philadelphia Financial Management of San Francisco, LLC 969,768 14,401,000 13.43%
2 Clearbridge Investments, LLC 897,850 13,333,000 12.44%
3 Neuberger Berman Group LLC 614,374 9,123,000 8.51%
4 PUTNAM INVESTMENTS LLC 499,387 7,416,000 6.92%
5 PRICE T ROWE ASSOCIATES INC /MD/ 464,187 6,893,000 6.43%
6 AMUNDI ASSET MANAGEMENT US, INC. 406,681 6,039,000 5.63%
7 AMERIPRISE FINANCIAL INC 327,553 4,863,000 4.54%
8 CONFLUENCE INVESTMENT MANAGEMENT LLC 300,458 4,462,000 4.16%
9 WELLS FARGO & COMPANY/MN 275,460 4,090,000 3.81%
10 SCHOLTZ & COMPANY, LLC 267,600 3,974,000 3.71%
11 Alyeska Investment Group, L.P. 257,970 3,831,000 3.57%
12 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 250,066 3,713,000 3.46%
13 ESSEX INVESTMENT MANAGEMENT CO LLC 210,739 3,129,000 2.92%
14 UBS Group AG 193,334 2,871,000 2.68%
15 ALLIANCEBERNSTEIN L.P. 167,429 2,486,000 2.32%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 163,636 2,430,000 2.27%
17 Nationwide Fund Advisors 110,605 1,642,000 1.53%
18 MILLER VALUE PARTNERS, LLC 110,000 1,634,000 1.52%
19 BARDIN HILL MANAGEMENT PARTNERS LP 103,582 1,538,000 1.43%
20 Sumitomo Mitsui DS Asset Management Company, Ltd 95,960 1,425,000 1.33%
21 ADVISORY RESEARCH INC 95,960 1,425,000 1.33%
22 MILLENNIUM MANAGEMENT LLC 73,890 1,097,000 1.02%
23 Pine River Capital Management L.P. 50,896 756,000 0.71%
24 DEUTSCHE BANK AG\ 47,772 709,000 0.66%
25 GOLDMAN SACHS GROUP INC 43,232 642,000 0.60%
26 DELPHI MANAGEMENT INC /MA/ 42,803 636,000 0.59%
27 Advisors Asset Management, Inc. 42,631 633,000 0.59%
28 MORGAN STANLEY 34,464 513,000 0.48%
29 WESTPORT RESOURCES MANAGEMENT INC 21,317 317,000 0.30%
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 19,000 282,000 0.26%
31 Yellowstone Partners, LLC 16,780 249,000 0.23%
32 M&T BANK CORP 14,000 208,000 0.19%
33 Catalyst Capital Advisors LLC 13,309 198,000 0.18%
34 Virtu KCG Holdings LLC 12,943 192,000 0.18%
35 Tower Research Capital LLC (TRC) 4,257 63,000 0.06%
36 CITIGROUP INC 160 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.