Dark
Light
System
Institutional Investment Manager
CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC (CIK: 0000791490) incorporated in Delaware, located at 360 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-021402) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 PITNEY BOWES INC 9,680 252 0.05%
202 PLAINS ALL AMERN PIPELINE L 5,600 309 0.06%
203 PNC FINL SVCS GROUP INC 38,887 3,383 0.68%
204 PRAXAIR INC 1,815 238 0.05%
205 PRINCIPAL FIN GROUP 14,702 676 0.13%
206 PROCTER AND GAMBLE CO 90,969 7,332 1.46%
207 PROGRESSIVE CORP OHIO 12,700 308 0.06%
208 PROSHARES TR 12,105 818 0.16%
209 PROSHARES ULTRASHORT 7-10 TREASURY 38,885 1,107 0.22%
210 PRUDENTIAL JENN EQTY OPPOR-Z 14,445 316 0.06%
211 QUALCOMM INC 43,912 3,463 0.69%
212 ROYAL DUTCH SHELL PLC 8,353 610 0.12%
213 ROYAL DUTCH SHELL PLC 17,347 1,355 0.27%
214 RYDER SYS INC 5,379 430 0.09%
215 SANOFI 5,100 267 0.05%
216 SAP SE 3,550 289 0.06%
217 SCHLUMBERGER LTD 24,358 2,375 0.47%
218 SCHWAB U.S. LARGE-CAP ETF 7,275 325 0.06%
219 SEQUENOM INC 69,550 170 0.03%
220 SOUTHERN CO 114,078 5,013 1.00%
221 SPDR GOLD TR 11,225 1,388 0.28%
222 SPDR S&P 500 ETF TR 3,523 659 0.13%
223 SPDR S&P MIDCAP 400 ETF TR 846 212 0.04%
224 STANLEY BLACK &DECKER INC 7,180 583 0.12%
225 SUNCOR ENERGY INC NEW 11,610 406 0.08%
226 SYSCO CORP 87,479 3,161 0.63%
227 Schwab Small-Cap Index Fund 14,516 405 0.08%
228 Spectra Energy Corp Com 16,291 602 0.12%
229 T.ROWE PRICE CAPITAL APRREC 8,038 212 0.04%
230 TARGET CORP 80,892 4,895 0.98%
231 TELEFONICA S A 21,840 345 0.07%
232 TELKA HEALTHCARE ETF 16,400 446 0.09%
233 TEVA PHARMACEUTICAL INDS LTD 11,441 605 0.12%
234 TEXAS INSTRS INC 5,500 259 0.05%
235 THE HARTFORD CAPITAL APPRECIAT 5,879 276 0.06%
236 THERMO FISHER SCIENTIFIC INC 12,405 1,492 0.30%
237 THIRD AVENUE VALUE FUND 6,677 386 0.08%
238 TIFFANY & CO NEW 9,247 797 0.16%
239 TRAVELERS COMPANIES INC 62,002 5,276 1.05%
240 TWEEDY BROWNE GLOBAL VALUE FUND 18,596 502 0.10%
241 UNITED TECHNOLOGIES CORP 20,001 2,337 0.47%
242 UNUM GROUP 11,875 419 0.08%
243 US BANCORP DEL 62,926 2,697 0.54%
244 VALEANT PHARMACEUTICALS INTL 2,874 379 0.08%
245 VANGUARD INDEX FDS 12,988 1,014 0.20%
246 VANGUARD INDEX FDS 1,811 258 0.05%
247 VANGUARD INDEX TRUST SMALL CAP 4,000 216 0.04%
248 VANGUARD INTL EQUITY INDEX F 4,000 236 0.05%
249 VANGUARD INTL EQUITY INDEX F 10,360 521 0.10%
250 VANGUARD SPECIALIZED FUNDS 4,780 360 0.07%
Page 5 of 6