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TELKA HEALTHCARE ETF
TELKA HEALTHCARE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 61 Institutional holders with a total value of $134,889,525.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,135,620 58,109,000 43.08%
2 Advisors Asset Management, Inc. 534,271 14,538,000 10.78%
3 NEEDHAM INVESTMENT MANAGEMENT LLC 355,855 9,683,000 7.18%
4 GOLDMAN SACHS GROUP INC 275,457 7,495,000 5.56%
5 WELLS FARGO & COMPANY/MN 251,041 6,830,000 5.06%
6 HSBC HOLDINGS PLC 218,425 5,943,000 4.41%
7 LPL Financial LLC 198,805 5,409,000 4.01%
8 ROYAL BANK OF CANADA 152,581 4,152,000 3.08%
9 UBS AG 101,557 2,763,000 2.05%
10 United Asset Strategies, Inc. 78,180 2,127,000 1.58%
11 FIRST TRUST ADVISORS LP 67,864 1,847,000 1.37%
12 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 67,616 1,840,000 1.36%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,148 1,147,000 0.85%
14 Janney Montgomery Scott LLC 41,446 1,127,749 0.84%
15 Yakira Capital Management, Inc. 38,512 1,048,000 0.78%
16 NORTH STAR ASSET MANAGEMENT INC 30,894 841,000 0.62%
17 NATIONAL PLANNING CORP 26,331 738,000 0.55%
18 AMERICAN INTERNATIONAL GROUP, INC. 26,652 725,205 0.54%
19 ParenteBeard Wealth Management, LLC 25,364 690,164 0.51%
20 OPPENHEIMER & CO INC 24,197 658,000 0.49%
21 RAYMOND JAMES & ASSOCIATES 23,529 640,000 0.47%
22 BANK OF AMERICA CORP /DE/ 23,540 640,000 0.47%
23 SIT INVESTMENT ASSOCIATES INC 21,400 582,000 0.43%
24 Commonwealth Equity Services, Inc 20,336 553,000 0.41%
25 STIFEL FINANCIAL CORP 18,898 514,000 0.38%
26 Cetera Advisor Networks LLC 17,416 474,000 0.35%
27 CARRET ASSET MANAGEMENT, LLC 16,400 446,000 0.33%
28 HighTower Advisors, LLC 16,017 436,000 0.32%
29 Bartlett & Co. LLC 14,972 407,000 0.30%
30 WESTPORT RESOURCES MANAGEMENT INC 11,539 314,000 0.23%
31 DAVENPORT & Co LLC 11,000 299,310 0.22%
32 BNP PARIBAS FINANCIAL MARKETS 9,987 265,355 0.20%
33 AMERIPRISE FINANCIAL INC 9,571 260,000 0.19%
34 RAYMOND JAMES TRUST N.A. 8,635 235,000 0.17%
35 SeaBridge Investment Advisors LLC 6,300 171,000 0.13%
36 US BANCORP \DE\ 5,000 136,000 0.10%
37 Creative Planning 4,465 122,000 0.09%
38 BROWN BROTHERS HARRIMAN & CO 4,000 109,000 0.08%
39 PNC FINANCIAL SERVICES GROUP, INC. 2,122 58,000 0.04%
40 BANK OF MONTREAL /CAN/ 2,146 58,000 0.04%
41 CAPITAL GUARDIAN TRUST CO 2,105 57,000 0.04%
42 Tower Research Capital LLC (TRC) 2,029 55,000 0.04%
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,977 54,000 0.04%
44 CENTRAL TRUST Co 1,870 51,000 0.04%
45 Blume Capital Management, Inc. 1,500 41,000 0.03%
46 People's United Financial, Inc. 1,144 31,000 0.02%
47 MUFG Americas Holdings Corp 1,015 28,000 0.02%
48 GLENMEDE TRUST CO NA 1,047 28,000 0.02%
49 MCF Advisors LLC 860 23,000 0.02%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 760 21,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.