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Institutional Investment Manager
CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC (CIK: 0000791490) incorporated in Delaware, located at 360 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 243 holdings with a total value of $527,769,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NEWELL BRANDS 25,863 1,155,000 0.22%
102 APACHE CORP 17,794 1,129,000 0.21%
103 MARATHON PETE CORP 21,877 1,102,000 0.21%
104 ROYAL DUTCH SHELL PLC 18,536 1,075,000 0.20%
105 MACYS INC 29,995 1,074,000 0.20%
106 NIKE INC 20,185 1,026,000 0.19%
107 XYLEM INC 20,670 1,024,000 0.19%
108 CELGENE CORP 8,775 1,016,000 0.19%
109 VANGUARD INDEX FDS 10,836 1,008,000 0.19%
110 PHILIP MORRIS INTL INC 10,981 1,005,000 0.19%
111 EASTMAN CHEM CO 13,084 984,000 0.19%
112 ISHARES TR 5,182 927,000 0.18%
113 Duke Energy Corp 11,755 912,000 0.17%
114 GENERAL DYNAMICS CORP 5,192 896,000 0.17%
115 WASHINGTON REAL ESTATE INVT 27,384 895,000 0.17%
116 STANLEY BLACK &DECKER INC 7,467 856,000 0.16%
117 COCA COLA CO 20,446 848,000 0.16%
118 DEERE & CO 8,119 837,000 0.16%
119 CAMDEN PROPERTY TRUS 9,716 817,000 0.15%
120 AMGEN INC 5,420 792,000 0.15%
121 LOWES COS INC 10,952 779,000 0.15%
122 UNUM GROUP 17,550 771,000 0.15%
123 SPDR GOLD TR 6,882 754,000 0.14%
124 LAM RESEARCH CORP 7,044 745,000 0.14%
125 NORFOLK SOUTHERN CORP 6,835 739,000 0.14%
126 DR PEPPER SNAPPLE GROUP INC 8,000 725,000 0.14%
127 HANESBRANDS INC 32,945 711,000 0.13%
128 FIDELITY NATIONAL FINANCIAL 20,650 701,000 0.13%
129 DELTA AIRLINES INC DEL 13,925 685,000 0.13%
130 OCCIDENTAL PETE CORP DEL 9,575 682,000 0.13%
131 ISHARES TR 24,224 662,000 0.13%
132 FNB CORP PA 41,014 657,000 0.12%
133 CHUBB LIMITED 4,973 657,000 0.12%
134 TIFFANY & CO NEW 8,457 655,000 0.12%
135 BP PLC 17,520 655,000 0.12%
136 LOCKHEED MARTIN CORP 2,607 652,000 0.12%
137 PRINCIPAL FIN GROUP 11,000 636,000 0.12%
138 UNITEDHEALTH GROUP INC 3,946 632,000 0.12%
139 FIDELITY CONTRAFUND INC 6,401 630,000 0.12%
140 VANGUARD INTL EQUITY INDEX F 14,191 627,000 0.12%
141 ALIBABA GROUP HLDG LTD 7,114 625,000 0.12%
142 RYDER SYS INC 8,223 612,000 0.12%
143 LILLY ELI & CO 8,200 603,000 0.11%
144 CONSOLIDATED EDISON INC 8,105 597,000 0.11%
145 QUINTILES IMS HOLDINGS INC 7,840 596,000 0.11%
146 AVNET INC 12,527 596,000 0.11%
147 FULTON FINL CORP PA 31,651 595,000 0.11%
148 MORGAN STANLEY 13,947 589,000 0.11%
149 ADOBE INC 5,700 587,000 0.11%
150 XCEL ENERGY INC 13,985 569,000 0.11%
Page 3 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-007833, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.