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PRINCIPAL FINL GROUP INC
PRINCIPAL FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 555 Institutional holders with a total value of $11,741,598,668.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 27,787,750 1,607,800,000 13.69%
2 NIPPON LIFE INSURANCE CO 18,137,000 1,049,407,000 8.94%
3 WELLINGTON MANAGEMENT GROUP LLP 16,988,026 982,927,000 8.37%
4 Capital Research Global Investors 15,512,000 897,524,000 7.64%
5 STATE STREET CORP 13,498,929 781,033,000 6.65%
6 Bank of New York Mellon Corp 10,280,035 594,802,000 5.07%
7 BlackRock Institutional Trust Company, N.A. 7,708,632 446,021,000 3.80%
8 NORTHERN TRUST CORP 6,170,542 357,027,000 3.04%
9 FMR LLC 5,346,153 309,329,000 2.63%
10 BlackRock Fund Advisors 5,311,751 307,338,000 2.62%
11 HARRIS ASSOCIATES L P 4,770,703 276,033,000 2.35%
12 DIMENSIONAL FUND ADVISORS LP 3,650,340 211,214,000 1.80%
13 MAIRS & POWER INC 2,749,359 159,078,000 1.35%
14 GEODE CAPITAL MANAGEMENT, LLC 2,463,234 142,352,000 1.21%
15 BlackRock Group LTD 2,445,153 141,477,000 1.20%
16 SCHRODER INVESTMENT MANAGEMENT GROUP 1,806,572 104,528,000 0.89%
17 NORGES BANK 1,565,455 90,577,000 0.77%
18 AMERIPRISE FINANCIAL INC 1,521,994 88,064,000 0.75%
19 TEACHERS ADVISORS, LLC 1,466,849 84,872,000 0.72%
20 Legal & General Group Plc 1,412,533 81,729,000 0.70%
21 BANK OF AMERICA CORP /DE/ 1,346,246 77,894,000 0.66%
22 PANAGORA ASSET MANAGEMENT INC 1,336,888 77,352,000 0.66%
23 PNC FINANCIAL SERVICES GROUP, INC. 1,150,596 66,573,000 0.57%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,140,529 65,992,000 0.56%
25 GOLDMAN SACHS GROUP INC 1,100,126 63,653,000 0.54%
26 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 1,037,953 60,056,000 0.51%
27 PRUDENTIAL FINANCIAL INC 941,781 54,491,000 0.46%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 908,828 52,585,000 0.45%
29 MORGAN STANLEY 904,837 52,353,000 0.45%
30 Sumitomo Mitsui Trust Group, Inc. 805,988 46,634,000 0.40%
31 Swiss National Bank 800,963 46,344,000 0.39%
32 GLENMEDE TRUST CO NA 797,097 46,118,000 0.39%
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 790,514 45,739,000 0.39%
34 JPMORGAN CHASE & CO 790,041 45,709,000 0.39%
35 GUGGENHEIM CAPITAL LLC 781,821 45,236,000 0.39%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 768,400 44,460,000 0.38%
37 NEW YORK STATE COMMON RETIREMENT FUND 752,900 43,563,000 0.37%
38 CREDIT SUISSE AG/ 747,382 43,245,000 0.37%
39 BlackRock Finance, Inc. 745,478 43,133,000 0.37%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 742,783 42,977,000 0.37%
41 BlackRock Investment Management, LLC 648,834 37,542,000 0.32%
42 AMERICAN CENTURY COMPANIES INC 607,654 35,159,000 0.30%
43 Invesco Ltd. 594,964 34,424,000 0.29%
44 Mitsubishi UFJ Trust & Banking Corp 583,591 33,767,000 0.29%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 573,196 33,165,000 0.28%
46 DEUTSCHE BANK AG\ 565,542 32,719,000 0.28%
47 WELLS FARGO & COMPANY/MN 561,698 32,500,000 0.28%
48 OLD REPUBLIC INTERNATIONAL CORP 555,000 32,112,000 0.27%
49 CREDIT AGRICOLE S A 554,882 32,106,000 0.27%
50 NN INVESTMENT PARTNERS HOLDINGS N.V. 514,224 29,753,000 0.25%
Page 1 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.