| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COMMUNITY HEALTH SYS INC NEW | 26,800 | 0 | 0.00% | ||
| 2 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 269,752 | 3,000 | 0.00% | ||
| 3 | DASEKE INC | 10,000 | 11,000 | 0.00% | ||
| 4 | SANOFI | 64,600 | 29,000 | 0.00% | ||
| 5 | GSE SYS INC | 10,197 | 35,000 | 0.00% | ||
| 6 | EMMIS COMMUNICATIONS-CLASS A | 18,000 | 44,000 | 0.00% | ||
| 7 | Inseego Corp | 28,500 | 60,000 | 0.00% | ||
| 8 | ASCENA RETAIL GROUP INC COM | 14,000 | 60,000 | 0.00% | ||
| 9 | PFSWEB INC COM STK | 10,700 | 70,000 | 0.00% | ||
| 10 | ZAGG INCORPORATED | 10,400 | 75,000 | 0.00% | ||
| 11 | MITEK SYS INC | 12,000 | 80,000 | 0.00% | ||
| 12 | AMERICAN DG ENERGY INC | 280,000 | 85,000 | 0.00% | ||
| 13 | PAIN THERAPEUTICS INC | 110,000 | 98,000 | 0.00% | ||
| 14 | DASEKE INC | 10,000 | 101,000 | 0.00% | ||
| 15 | AMERICAN SOFTWARE CL A CLASS A | 10,400 | 107,000 | 0.00% | ||
| 16 | CEMPRA INC | 28,700 | 108,000 | 0.00% | ||
| 17 | LSB INDS INC COM | 11,600 | 109,000 | 0.00% | ||
| 18 | YUME INC | 27,000 | 110,000 | 0.00% | ||
| 19 | KLONDEX MNS LTD | 31,030 | 121,000 | 0.00% | ||
| 20 | BIOLASE INC | 91,000 | 123,000 | 0.00% | ||
| 21 | GLOBAL EAGLE ENTMT INC | 250,000 | 129,000 | 0.00% | PRN | |
| 22 | CADIZ INC COM USD0.01 | 10,000 | 151,000 | 0.00% | ||
| 23 | DOVER DOWNS GAMING & ENTMT I | 147,342 | 155,000 | 0.00% | ||
| 24 | JASON INDS INC | 106,000 | 157,000 | 0.00% | ||
| 25 | FORTRESS TRANS INFRST INVS L | 10,550 | 157,000 | 0.00% | ||
| 26 | KINROSS GOLD CORP | 45,000 | 158,000 | 0.00% | ||
| 27 | TECOGEN INC NEW | 42,000 | 159,000 | 0.00% | ||
| 28 | INTEVAC INC COM | 12,800 | 160,000 | 0.00% | ||
| 29 | NAPCO SEC TECHNOLOGIES INC COM | 16,600 | 169,000 | 0.00% | ||
| 30 | NEW YORK CMNTY BANCORP INC | 12,286 | 172,000 | 0.00% | ||
| 31 | CAPITOL FED FINL INC | 12,500 | 183,000 | 0.00% | ||
| 32 | STILLWATER MNG CO | 10,600 | 183,000 | 0.00% | ||
| 33 | A H BELO CORP | 30,000 | 185,000 | 0.00% | ||
| 34 | INTERCEPT PHARMACEUTICALS IN | 200,000 | 186,000 | 0.00% | PRN | |
| 35 | SUNOPTA INC | 27,000 | 188,000 | 0.00% | ||
| 36 | FALCONSTOR SOFTWARE INC | 475,000 | 189,000 | 0.00% | ||
| 37 | ADCARE HEALTH SYSTEMS INC | 151,423 | 191,000 | 0.00% | ||
| 38 | TESLA INC | 200,000 | 197,000 | 0.00% | PRN | |
| 39 | FIRST BANCORP P R COM NEW | 35,000 | 198,000 | 0.00% | ||
| 40 | INTRICON CORP | 22,000 | 200,000 | 0.00% | ||
| 41 | CASCADE BANCORP | 25,900 | 200,000 | 0.00% | ||
| 42 | DOMINION RES INC VA NEW UNIT 08/15/2019 | 4,000 | 204,000 | 0.00% | ||
| 43 | NATIONAL PRESTO INDS INC COM | 2,000 | 204,000 | 0.00% | ||
| 44 | LATTICE SEMICONDUCTOR CORP | 29,450 | 204,000 | 0.00% | ||
| 45 | CHENIERE ENERGY INC | 300,000 | 204,000 | 0.00% | PRN | |
| 46 | HAWKINS INC | 4,200 | 206,000 | 0.00% | ||
| 47 | AMERICAN RAILCAR INDS INC | 5,000 | 206,000 | 0.00% | ||
| 48 | GABELLI GLB SML & MD CP VAL TR | 18,148 | 207,000 | 0.00% | ||
| 49 | ENERNOC | 250,000 | 207,000 | 0.00% | PRN | |
| 50 | INPHI CORP SR CV NT1.125 20 | 150,000 | 207,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-018484, filed 2017.05.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
