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PAIN THERAPEUTICS INC
PAIN THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $15,233,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 First Eagle Investment Management, LLC 6,602,658 5,898,000 38.72%
2 Nantahala Capital Management, LLC 2,429,353 2,170,000 14.25%
3 BVF INC/IL 2,278,552 2,035,000 13.36%
4 VANGUARD GROUP INC 1,617,082 1,445,000 9.49%
5 BlackRock Finance, Inc. 1,519,733 1,358,000 8.91%
6 RENAISSANCE TECHNOLOGIES LLC 642,787 574,000 3.77%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 425,353 380,000 2.49%
8 GEODE CAPITAL MANAGEMENT, LLC 205,197 183,000 1.20%
9 GABELLI FUNDS LLC 175,000 156,000 1.02%
10 Bank of New York Mellon Corp 172,792 154,000 1.01%
11 D. E. Shaw & Co., Inc. 159,479 142,000 0.93%
12 GAMCO INVESTORS, INC. ET AL 110,000 98,000 0.64%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 100,000 89,000 0.58%
14 NORTHERN TRUST CORP 93,132 83,000 0.54%
15 A.R.T. Advisors, LLC 92,100 82,000 0.54%
16 TWO SIGMA SECURITIES, LLC 61,557 55,000 0.36%
17 GAGNON SECURITIES LLC 47,283 42,000 0.28%
18 Teton Advisors, Inc. 45,000 40,000 0.26%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,805 37,000 0.24%
20 AVALON CAPITAL MANAGEMENT 34,537 31,000 0.20%
21 GOLDMAN SACHS GROUP INC 33,587 30,000 0.20%
22 BANK OF AMERICA CORP /DE/ 26,619 24,000 0.16%
23 CITADEL ADVISORS LLC 26,655 24,000 0.16%
24 STATE STREET CORP 25,348 22,000 0.14%
25 TDAM USA INC. 23,590 21,000 0.14%
26 PANAGORA ASSET MANAGEMENT INC 21,633 19,000 0.12%
27 GROUP ONE TRADING LLC 17,934 16,000 0.11%
28 WELLS FARGO & COMPANY/MN 13,800 12,000 0.08%
29 MORGAN STANLEY 4,089 4,000 0.03%
30 Financial Architects, Inc 4,900 4,000 0.03%
31 SIMPLEX TRADING, LLC 5,595 4,000 0.03%
32 FEDERATED HERMES, INC. 1,038 1,000 0.01%
33 Creative Planning 334 0 0.00%
34 TRUST CO OF VERMONT 340 0 0.00%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 483 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.