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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 AISIN SEIKO CO LTD-UNSP ADR 135 5 0.00%
302 AIXTRON SE 647 10 0.00%
303 AK STL HLDG CORP 4,350 35 0.00%
304 AK STL HLDG CORP 2,710,739 21,712 0.01%
305 AKAMAI TECHNOLOGIES INC 895 54 0.00%
306 AKAMAI TECHNOLOGIES INC 2,007 120 0.00%
307 AKAMAI TECHNOLOGIES INC 106,610 6,375 0.00%
308 AKORN INC 1,500,000 6,203 0.00% PRN
309 AKORN INCORPORATED 7,806 283 0.00%
310 AKORN INCORPORATED 2,175 79 0.00%
311 AKORN INCORPORATED 1,029,444 37,337 0.02%
312 ALAMO GROUP INC 213,228 8,741 0.01%
313 ALASKA AIR GROUP INC 41,195 1,794 0.00%
314 ALASKA AIR GROUP INC 128,632 5,601 0.00%
315 ALASKA AIR GROUP INC 4,182 182 0.00%
316 ALASKA AIR GROUP INC 1,383,916 60,256 0.04%
317 ALASKA COMMUNICATIONS SYS GR 630 1 0.00%
318 ALB US 10/18/14 P60 41 8 0.00% Put
319 ALBANY INTL CORP CL A 671,146 22,847 0.01%
320 ALBEMARLE CORP 408 24 0.00%
321 ALBEMARLE CORP 484,871 28,559 0.02%
322 ALCENTRA CAP CORP COM 8,000 106 0.00%
323 ALCOA INC 257,150 12,832 0.01%
324 ALERE INC 39,150 13,029 0.01%
325 ALERE INC 27 1 0.00%
326 ALERE INC 78,460 3,043 0.00%
327 ALERIS INTERNATIONAL INC 5,356 212 0.00%
328 ALERIS INTERNATIONAL INC 20,554 812 0.00%
329 ALEX REAL ESTATE EQ 37 3 0.00%
330 ALEX REAL ESTATE EQ 118,231 8,717 0.01%
331 ALEX REAL ESTATE EQ 1,027,896 75,816 0.05%
332 ALEXANDER & BALDWIN INC NEW COM 55 2 0.00%
333 ALEXANDER & BALDWIN INC NEW COM 235,039 8,454 0.01%
334 ALEXANDERS INC 2,213 827 0.00%
335 ALEXANDRIA REAL ESTATE EQ IN 881,400 23,728 0.01%
336 ALEXION PHARMACEUTIC 4,181 693 0.00%
337 ALEXION PHARMACEUTIC 83,464 13,840 0.01%
338 ALEXION PHARMACEUTIC 2,877,303 477,115 0.29%
339 ALIBABA GROUP HLDG LTD 400 27 0.00%
340 ALIBABA GROUP HLDG LTD 280,478 24,852 0.01%
341 ALIBABA GROUP HLDG LTD 16,764 1,489 0.00%
342 ALIBABA GROUP HLDG LTD 88,308 7,847 0.00%
343 ALIBABA GROUP HLDG LTD 3,221,384 286,223 0.17%
344 ALIGN TECHNOLOGY INC 1,935 99 0.00%
345 ALIGN TECHNOLOGY INC 40,646 2,101 0.00%
346 ALIGN TECHNOLOGY INC 2,516 130 0.00%
347 ALIGN TECHNOLOGY INC 641,055 33,132 0.02%
348 ALIMERA SCIENCES INC 4,000 22 0.00%
349 ALIMERA SCIENCES INC 1,350 7 0.00%
350 ALKERMES PLC 481 21 0.00%
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