| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 234,459 | 3,114,000 | 29.25% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 125,200 | 1,663,000 | 15.62% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 112,292 | 1,491,000 | 14.00% | ||
| 4 | Yorktown Management & Research Co Inc | 80,000 | 1,062,000 | 9.97% | ||
| 5 | NEW VERNON INVESTMENT MANAGEMENT LLC | 64,284 | 854,000 | 8.02% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 57,185 | 759,000 | 7.13% | ||
| 7 | Robert W. Baird & Co. Inc | 29,852 | 396,000 | 3.72% | SH | |
| 8 | STIFEL FINANCIAL CORP | 29,120 | 380,000 | 3.57% | ||
| 9 | Bank of New York Mellon Corp | 23,822 | 316,000 | 2.97% | ||
| 10 | GSA CAPITAL PARTNERS LLP | 16,808 | 223,000 | 2.09% | ||
| 11 | PORTLAND INVESTMENT COUNSEL INC. | 16,000 | 212,000 | 1.99% | SH | |
| 12 | AMERIPRISE FINANCIAL INC | 8,000 | 106,000 | 1.00% | ||
| 13 | MORGAN STANLEY | 2,967 | 39,000 | 0.37% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 1,302 | 17,000 | 0.16% | ||
| 15 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.12% | ||
| 16 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 183 | 2,000 | 0.02% | ||
| 17 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
