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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDCATH ESCROW 192 0 0.00%
2 COCA COLA ENTERPRISES INC NE COM 3,893 173 0.00%
3 COCA COLA ENTERPRISES INC NE COM 1,752,342 77,734 0.05%
4 COCA COLA ENTERPRISES INC NE COM 695,700 30,860 0.02%
5 COCA COLA ENTERPRISES INC NE COM 2,542 113 0.00%
6 EMPIRE RESORTS INC COM NEW 100 1 0.00%
7 EMPIRE RESORTS INC COM NEW 537 4 0.00%
8 FUELCELL ENERGY INC COM 950 2 0.00%
9 FUELCELL ENERGY INC COM 2,580 5 0.00%
10 ISHARES MSCI MALAYSI ETF 9,377 144 0.00%
11 ISHARES MSCI SINGAP ETF 437,494 5,832 0.00%
12 ISHARES TR MSCI UTD KNGDM 43,021 834 0.00%
13 JDS UNIPHASE CORP COM PAR $0.001 1,757,408 22,496 0.01%
14 JDS UNIPHASE CORP COM PAR $0.001 5,480 70 0.00%
15 PHOTOMEDEX INC COM PAR $0.01 75 0 0.00%
16 REVOLUTION LIGHTING TECHNOLO COM 200 0 0.00%
17 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 56,875 427 0.00%
18 ARCH COAL INC 1,615 3 0.00%
19 ARCH COAL INC 1,458,312 3,091 0.00%
20 ASM INTL N V 862 31 0.00%
21 BANCO BILBAO VIZCAYA ARGENTINA SA 10 1 0.00%
22 BUNGE LTD 246,400 26,737 0.02%
23 CONTANGO ORE INC 30 0 0.00%
24 CORUS ENTERTAINMENT 61 1 0.00%
25 CROWN CASTLE CNV PFD 368,320 38,507 0.02%
26 Cachet Financial Solutions Inc. (CAFN) 200 1 0.00%
27 DIAMOND EQUITIES INC 100 0 0.00%
28 DYAX CORP COM CVR 107,432 1,087 0.00%
29 DYAX CORP COM CVR 500 5 0.00%
30 EDUCATION RLTY TR INC 116 1 0.00%
31 EDUCATION RLTY TR INC 1,455,460 14,961 0.01%
32 EGSHARES INDIA INFRA ETF 11,200 144 0.00%
33 FANG HOLDINGS LTD 79,398 790 0.00%
34 FRONTLINE LTD ORD 1,212 2 0.00%
35 FRONTLINE LTD ORD 1,400 2 0.00%
36 GOL LINHAS AEREAS INTELIGENTES SA 369 2 0.00%
37 HERSHA HOSPITALITY TR 430,674 2,743 0.00%
38 HERSHA HOSPITALITY TR 1,500 10 0.00%
39 HRG GROUP INC 110 1 0.00%
40 LASERSIGHT INC 2 0 0.00%
41 MARKET VECTORS INDIA SC ETF 702 31 0.00%
42 MTGE INVT CORP 45 1 0.00%
43 MTGE INVT CORP 1,800 34 0.00%
44 OI S.A. SPN ADR 16,178 11 0.00%
45 ONCOLOGIX TECH INC 11,225 0 0.00%
46 PEABODY ENERGY CORP 5,098 63 0.00%
47 PEABODY ENERGY CORP 894,481 11,073 0.01%
48 PHARMAGEN INC 1,500 0 0.00%
49 ParkerVision Inc. (PRKR) 225 0 0.00%
50 ParkerVision Inc. (PRKR) 1,630 2 0.00%
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