| # | % | |||||
|---|---|---|---|---|---|---|
| 4151 | ARCADIA BIOSCIENCES INC | 18,813 | 49,000 | 0.00% | ||
| 4152 | CESCA THERAPEUTICS INC COM NEW | 16,553 | 49,000 | 0.00% | ||
| 4153 | SENSEONICS HOLDINGS INC | 11,698 | 47,000 | 0.00% | ||
| 4154 | RUDOLPH TECHNOLOGIES INC | 40,000 | 47,000 | 0.00% | PRN | |
| 4155 | YINGLI GREEN ENERGY HLDG CO | 10,867 | 44,000 | 0.00% | ||
| 4156 | NET ELEMENT INC | 23,610 | 43,000 | 0.00% | ||
| 4157 | GENESIS HEALTHCARE INC | 23,919 | 43,000 | 0.00% | ||
| 4158 | CORINDUS VASCULAR ROBOTICS I COM | 30,347 | 43,000 | 0.00% | ||
| 4159 | BEBE STORES INC | 85,423 | 43,000 | 0.00% | ||
| 4160 | GIGPEAK INC | 21,671 | 42,000 | 0.00% | ||
| 4161 | KEMPHARM INC | 10,345 | 41,000 | 0.00% | ||
| 4162 | HAMPTON ROADS BANKSHARES INC | 22,672 | 41,000 | 0.00% | ||
| 4163 | TRANSATLANTIC PETROLEUM LTD | 50,250 | 41,000 | 0.00% | ||
| 4164 | SYNACOR INC | 13,085 | 40,000 | 0.00% | ||
| 4165 | RADIO ONE INC CL D NON VTG | 12,776 | 40,000 | 0.00% | ||
| 4166 | VIVINT SOLAR INC | 12,751 | 39,000 | 0.00% | ||
| 4167 | AMPIO PHARMACEUTICALS INC | 27,694 | 36,000 | 0.00% | ||
| 4168 | CONNECTURE INC COM | 14,841 | 34,000 | 0.00% | ||
| 4169 | Life Technologies Corp | 11,999 | 33,000 | 0.00% | ||
| 4170 | ABEONA THERAPEUTICS INC | 14,343 | 33,000 | 0.00% | ||
| 4171 | PLURISTEM THERAPEUTICS INC | 25,003 | 33,000 | 0.00% | ||
| 4172 | Mizuho Financial Group Inc ADR | 11,482 | 33,000 | 0.00% | ||
| 4173 | BIOSTAGE INC | 26,749 | 30,000 | 0.00% | ||
| 4174 | NORTHWEST BIOTHERAPEUTICS INC | 50,000 | 29,000 | 0.00% | Call | |
| 4175 | VALHI INC NEW COM | 15,626 | 25,000 | 0.00% | ||
| 4176 | Carbylan Therapeutics Inc. | 28,209 | 18,000 | 0.00% | ||
| 4177 | EAGLE BULK SHIPPING INC | 39,117 | 17,000 | 0.00% | ||
| 4178 | AMYRIS INC | 20,880 | 9,000 | 0.00% | ||
| 4179 | Ultrapetrol (Bahamas) Ltd | 25,793 | 8,000 | 0.00% | ||
| 4180 | SANOFI CONTGNT VAL RT | 16,888 | 4,000 | 0.00% | ||
| 4181 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 196,358 | 3,000 | 0.00% | Call | |
| 4182 | NORTHERN DYNASTY MINERALS LTD COM | 10,000 | 3,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-075927, filed 2016.08.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
