Dark
Light
System
Institutional Investment Manager
ROWLAND CARMICHAEL ADVISORS INC /ADV
ROWLAND CARMICHAEL ADVISORS INC /ADV (CIK: 0000825052). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001398344-20-002491) filed in 2020.02.10
#
Name
Shares
Value ($)
%
Options
Notes
1 BIO PATH HOLDINGS INC 441,259 596 0.35%
2 ALPS ETF TR 264,185 3,329 1.96%
3 VEREIT 148,526 1,257 0.74%
4 WELLS FARGO & CO NEW 110,473 6,088 3.59%
5 ABERDEEN ASIA PACIFIC INCOM 106,500 493 0.29%
6 GLOBAL NET LEASE INC COM NEW 97,587 764 0.45%
7 WESTERN ASSET HIGH INCOME OP 94,500 472 0.28%
8 ALLIANZGI CONV INCOME FD I 92,100 526 0.31%
9 VANGUARD INDEX FDS 85,850 9,900 5.84%
10 MORGAN STANLEY EM MKTS DM DECOM 73,123 524 0.31%
11 VANGUARD TAX-MANAGED FDS 62,774 2,294 1.35%
12 WESTERN ASSET GLOBAL HIGH IN 60,819 598 0.35%
13 BLACKROCK CORPOR HI YLD FD I 56,400 611 0.36%
14 TEMPLETON EMERGING COM 52,500 573 0.34%
15 ISHARES TR 46,087 2,338 1.38%
16 FRANKS INTL N V 44,128 543 0.32%
17 GENERAL ELECTRIC CO 43,008 1,359 0.80%
18 DBX ETF TR 42,282 1,073 0.63%
19 ALLIANCEBERNSTEIN GLOBAL HIG 40,547 510 0.30%
20 AEGON N V 36,628 203 0.12%
21 CISCO SYS INC 32,716 989 0.58%
22 INTEL CORP 32,418 1,176 0.69%
23 ISHARES TR 31,435 3,299 1.95%
24 HOLOGIC INC 30,681 1,231 0.73%
25 SPDR SER TR 30,130 834 0.49%
26 W P CAREY INC 29,800 1,761 1.04%
27 VANGUARD SCOTTSDALE FDS 29,362 2,516 1.48%
28 PROSHARES INFLATN EXPECTNS ETF 28,706 835 0.49%
29 VODAFONE GROUP PLC NEW 27,440 670 0.40%
30 FS KKR CAPITAL CORP COM 26,846 277 0.16%
31 HUNTINGTON BANCSHARES INC 26,805 354 0.21%
32 AMBEV SA 26,414 130 0.08%
33 ABBOTT LABS 26,180 1,006 0.59%
34 COCA COLA CO 25,516 1,058 0.62%
35 CHATHAM LODGING TR COM 25,465 523 0.31%
36 BANCO BILBAO VIZCAYA ARGENTA 25,443 172 0.10%
37 APPLE INC 24,962 2,891 1.71%
38 VANGUARD INDEX FDS 24,257 2,002 1.18%
39 VANGUARD INTL EQUITY INDEX F 24,036 860 0.51%
40 SABRE CORP 23,459 585 0.35%
41 STAG INDL INC 23,223 554 0.33%
42 PROSPECT CAPITAL CORPORATION 22,710 190 0.11%
43 SCHLUMBERGER LTD 22,564 1,894 1.12%
44 NIELSEN HLDGS PLC 22,165 930 0.55%
45 MBIA INC 21,361 229 0.14%
46 VERIZON COMMUNICATIONS INC 21,122 1,127 0.66%
47 BOSTON SCIENTIFIC CORP 20,990 454 0.27%
48 NEW YORK CMNTY BANCORP INC 20,690 329 0.19%
49 NEWELL BRANDS 20,571 918 0.54%
50 MICROSOFT CORP 18,438 1,146 0.68%
Page 1 of 7