| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 3,177,371 | 22,782,000 | 19.10% | ||
| 2 | UBS Group AG | 2,530,006 | 18,140,000 | 15.21% | ||
| 3 | PENN MUTUAL LIFE INSURANCE CO | 1,929,000 | 13,832,000 | 11.60% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,824,415 | 13,081,000 | 10.97% | ||
| 5 | Saba Capital Management, L.P. | 1,102,266 | 7,903,000 | 6.63% | ||
| 6 | WELLS FARGO & COMPANY/MN | 802,480 | 5,754,000 | 4.82% | ||
| 7 | Vident Investment Advisory, LLC | 694,990 | 4,976,000 | 4.17% | ||
| 8 | MORGAN STANLEY | 548,239 | 3,931,000 | 3.30% | ||
| 9 | CITIGROUP INC | 540,132 | 3,873,000 | 3.25% | ||
| 10 | BCWM, LLC | 486,345 | 3,488,000 | 2.92% | ||
| 11 | Laurion Capital Management LP | 445,239 | 3,192,000 | 2.68% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 336,912 | 2,416,000 | 2.03% | ||
| 13 | BlackRock Group LTD | 247,385 | 1,774,000 | 1.49% | ||
| 14 | BANK OF MONTREAL /CAN/ | 216,000 | 1,529,000 | 1.28% | ||
| 15 | HighTower Advisors, LLC | 181,818 | 1,304,000 | 1.09% | ||
| 16 | Fiera Capital Corp | 139,034 | 997,000 | 0.84% | ||
| 17 | Invesco Ltd. | 118,444 | 849,000 | 0.71% | ||
| 18 | DIALECTIC CAPITAL MANAGEMENT, LP | 99,446 | 713,000 | 0.60% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 76,910 | 551,000 | 0.46% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 76,654 | 550,000 | 0.46% | ||
| 21 | Capital Investment Advisors, LLC | 73,391 | 526,000 | 0.44% | ||
| 22 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 73,123 | 524,000 | 0.44% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 71,772 | 515,000 | 0.43% | ||
| 24 | DOLIVER ADVISORS, LP | 71,349 | 512,000 | 0.43% | ||
| 25 | Curi Capital, LLC | 65,408 | 469,000 | 0.39% | ||
| 26 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 65,308 | 468,000 | 0.39% | ||
| 27 | Weiss Asset Management LP | 62,786 | 450,000 | 0.38% | ||
| 28 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 57,199 | 410,000 | 0.34% | ||
| 29 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 52,686 | 378,000 | 0.32% | ||
| 30 | ROYAL BANK OF CANADA | 44,235 | 317,000 | 0.27% | ||
| 31 | E&G Advisors, LP | 43,500 | 312,000 | 0.26% | ||
| 32 | Virtu KCG Holdings LLC | 36,110 | 259,000 | 0.22% | ||
| 33 | Advisors Asset Management, Inc. | 31,077 | 223,000 | 0.19% | ||
| 34 | LPL Financial LLC | 26,473 | 189,000 | 0.16% | ||
| 35 | Clear Harbor Asset Management, LLC | 26,065 | 187,000 | 0.16% | ||
| 36 | Global X Management CO LLC | 22,326 | 160,000 | 0.13% | ||
| 37 | ADVISOR GROUP, INC. | 21,810 | 156,000 | 0.13% | ||
| 38 | BAIRD FINANCIAL GROUP, INC. | 21,730 | 156,000 | 0.13% | ||
| 39 | Private Advisor Group, LLC | 20,762 | 152,000 | 0.13% | ||
| 40 | DAVENPORT & Co LLC | 18,600 | 133,000 | 0.11% | ||
| 41 | Neuberger Berman Group LLC | 17,800 | 128,000 | 0.11% | ||
| 42 | FNY PARTNERS FUND LP | 17,500 | 125,000 | 0.10% | ||
| 43 | DESCHUTES PORTFOLIO STRATEGY, LLC | 17,300 | 124,000 | 0.10% | ||
| 44 | Raymond James Financial Services Advisors, Inc. | 16,327 | 117,000 | 0.10% | ||
| 45 | CARDAN CAPITAL PARTNERS, LLC | 15,374 | 110,000 | 0.09% | ||
| 46 | WHITTIER TRUST CO | 11,806 | 85,000 | 0.07% | ||
| 47 | CITADEL ADVISORS LLC | 10,959 | 79,000 | 0.07% | ||
| 48 | GOLDMAN SACHS GROUP INC | 10,829 | 78,000 | 0.07% | ||
| 49 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,240 | 73,000 | 0.06% | ||
| 50 | MSI Financial Services Inc | 9,093 | 65,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
