| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | McGowan Group Asset Management, Inc. | 10,753,101 | 49,787,000 | 14.97% | ||
| 2 | Oxbow Advisors, LLC | 5,820,674 | 26,950,000 | 8.10% | ||
| 3 | UBS Group AG | 5,625,421 | 26,046,000 | 7.83% | ||
| 4 | TERRIL BROTHERS, INC. | 4,239,612 | 19,629,000 | 5.90% | ||
| 5 | MORGAN STANLEY | 4,027,642 | 18,648,000 | 5.61% | ||
| 6 | WELLS FARGO & COMPANY/MN | 3,977,716 | 18,416,000 | 5.54% | ||
| 7 | Trust Asset Management LLC | 3,661,311 | 16,952,000 | 5.10% | ||
| 8 | 1607 Capital Partners, LLC | 3,179,610 | 14,722,000 | 4.43% | ||
| 9 | PENN MUTUAL LIFE INSURANCE CO | 2,785,000 | 12,895,000 | 3.88% | ||
| 10 | Invesco Ltd. | 2,729,569 | 12,638,000 | 3.80% | ||
| 11 | Tortoise Investment Management, LLC | 1,940,585 | 8,985,000 | 2.70% | ||
| 12 | STIFEL FINANCIAL CORP | 1,806,348 | 8,361,000 | 2.51% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,788,698 | 8,282,000 | 2.49% | ||
| 14 | ROYAL BANK OF CANADA | 1,781,467 | 8,249,000 | 2.48% | ||
| 15 | HUNTINGTON NATIONAL BANK | 1,149,721 | 5,324,000 | 1.60% | PRN | |
| 16 | Evanson Asset Management, LLC | 1,114,205 | 5,159,000 | 1.55% | ||
| 17 | LPL Financial LLC | 1,093,250 | 5,007,000 | 1.51% | ||
| 18 | Vident Investment Advisory, LLC | 1,034,559 | 4,790,000 | 1.44% | ||
| 19 | BANK OF MONTREAL /CAN/ | 815,430 | 3,858,000 | 1.16% | ||
| 20 | Laurion Capital Management LP | 801,191 | 3,710,000 | 1.12% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 756,840 | 3,505,000 | 1.05% | ||
| 22 | Janney Montgomery Scott LLC | 664,960 | 3,079,000 | 0.93% | ||
| 23 | Granite Investment Advisors, LLC | 647,998 | 3,000,000 | 0.90% | ||
| 24 | BAR HARBOR TRUST SERVICES | 645,185 | 2,987,000 | 0.90% | ||
| 25 | CITIGROUP INC | 624,496 | 2,891,000 | 0.87% | ||
| 26 | Commonwealth Equity Services, Inc | 528,419 | 2,447,000 | 0.74% | ||
| 27 | Ancora Advisors LLC | 432,000 | 2,000,000 | 0.60% | ||
| 28 | PRING TURNER CAPITAL GROUP INC | 407,600 | 1,887,000 | 0.57% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 403,196 | 1,867,000 | 0.56% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 1,818,000 | 0.55% | ||
| 31 | SeaBridge Investment Advisors LLC | 374,700 | 1,735,000 | 0.52% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 286,323 | 1,335,000 | 0.40% | ||
| 33 | DOLIVER ADVISORS, LP | 255,935 | 1,185,000 | 0.36% | ||
| 34 | US BANCORP \DE\ | 243,497 | 1,127,000 | 0.34% | ||
| 35 | Family Firm, Inc. | 238,787 | 1,106,000 | 0.33% | ||
| 36 | WealthTrust Axiom LLC | 238,219 | 1,102,000 | 0.33% | ||
| 37 | Advisors Asset Management, Inc. | 224,188 | 1,038,000 | 0.31% | ||
| 38 | ADVISOR GROUP, INC. | 195,880 | 907,000 | 0.27% | ||
| 39 | SCOTIA CAPITAL INC. | 185,204 | 858,000 | 0.26% | ||
| 40 | CEDAR HILL ASSOCIATES, LLC | 173,125 | 802,000 | 0.24% | ||
| 41 | GUGGENHEIM CAPITAL LLC | 166,242 | 770,000 | 0.23% | ||
| 42 | CARNICK & KUBIK GROUP, LLC | 153,000 | 708,000 | 0.21% | ||
| 43 | OTA Financial Group L.P. | 152,907 | 707,000 | 0.21% | ||
| 44 | Fiera Capital Corp | 151,792 | 703,000 | 0.21% | ||
| 45 | Mengis Capital Management, Inc. | 149,750 | 693,000 | 0.21% | ||
| 46 | WEDBUSH SECURITIES INC | 136,179 | 631,000 | 0.19% | ||
| 47 | NWAM LLC | 135,527 | 627,000 | 0.19% | ||
| 48 | Private Harbour Investment Management & Counsel, LLC | 124,457 | 576,000 | 0.17% | ||
| 49 | RAYMOND JAMES & ASSOCIATES | 109,122 | 505,000 | 0.15% | ||
| 50 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 106,500 | 493,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
