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Institutional Investment Manager
CAPSTONE ASSET MANAGEMENT CO
CAPSTONE ASSET MANAGEMENT CO (CIK: 0000825204) incorporated in Delaware, located at 3700 West Sam Houston Parkway South, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 1,646 holdings with a total value of $2,949,541,000.
#
Name
Shares
Value ($)
%
Options
Notes
1601 ION GEOPHYSICAL CORP 57,998 162,000 0.01%
1602 CEDAR REALTY TRUST INC COM NEW 27,170 160,000 0.01%
1603 ORION GROUP HLDGS INC COM 15,920 159,000 0.01%
1604 ASCENA RETAIL GROUP INC COM 11,934 159,000 0.01%
1605 CHICOS FAS INC 10,727 158,000 0.01%
1606 NANOMETRICS INC 10,273 155,000 0.01%
1607 FULTON FINL CORP PA 13,784 153,000 0.01%
1608 LIQUIDITY SERVICES INC 11,060 152,000 0.01%
1609 BOYD GAMING CORP COM 14,762 150,000 0.01%
1610 PetroQuest Energy 26,590 149,000 0.01%
1611 CASTLE A M & CO 17,280 148,000 0.01%
1612 CARETRUST REIT INC COM 10,343 148,000 0.01%
1613 BIG 5 SPORTING GOODS CORP 15,740 147,000 0.00%
1614 ADVANCED MICRO DEVICES INC 43,156 147,000 0.00%
1615 VALLEY NATL BANCORP 15,047 146,000 0.00%
1616 CEVA Inc 10,140 136,000 0.00%
1617 SWS GROUP INC 19,420 134,000 0.00%
1618 Paragon Offshore PLC 21,463 132,000 0.00%
1619 RUBY TUESDAY INC COM 22,283 131,000 0.00%
1620 ASTORIA FINL CORPORATION 10,398 129,000 0.00%
1621 OFFICE DEPOT INC 25,029 129,000 0.00%
1622 LIGHT & WONDER INC COM 11,942 129,000 0.00%
1623 FUTUREFUEL CORPORATION 10,710 127,000 0.00%
1624 AEROPOSTALE INC N/C 8/16/17 00215Q103 38,065 125,000 0.00%
1625 Portugal Telecom Sgps S A Spon 59,370 124,000 0.00%
1626 DIGI INTL INC COM 16,210 122,000 0.00%
1627 COMPUWARE CORP 11,418 121,000 0.00%
1628 ENTROPIC COMMUNICA 44,960 120,000 0.00%
1629 BANK MUTUAL CORP NEW 18,710 120,000 0.00%
1630 HARTE-HANKS INC 18,490 118,000 0.00%
1631 SPRINT CORP 18,383 117,000 0.00%
1632 CLIFFS NAT RES INC 10,783 112,000 0.00%
1633 Sizmek Inc 14,366 111,000 0.00%
1634 KOPIN CORP 32,010 109,000 0.00%
1635 RITE AID CORP 20,470 99,000 0.00%
1636 UNIVERSAL TECHNICAL INST INC 10,540 99,000 0.00%
1637 QUIKSILVER INC COM 54,800 94,000 0.00%
1638 ELECTRO SCIENTIFIC INDS 11,240 76,000 0.00%
1639 FOREST OIL CORP 52,120 61,000 0.00%
1640 QUINSTREET INC COM USD0.001 12,320 51,000 0.00%
1641 Chimera Investment Corp REIT 12,981 39,000 0.00%
1642 ZYNGA INC 11,770 32,000 0.00%
1643 L BRANDS INC NOV 55 500 10,000 0.00% Put
1644 L BRANDS INC NOV 50 250 3,000 0.00% Put
1645 MARAUDER RES EAST COAST INC CO 12,500 0 0.00%
1646 FONAR CORP NON VTG CLASS A PFD 60,000 0 0.00%
Page 33 of 33

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-038013, filed 2014.10.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.