Dark
Light
System
Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
2 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
3 MANULIFE FINL CORP 12,914,821 193,464 1.42%
4 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
5 Navidea Biopharm Inc 6,704,067 8,916 0.07%
6 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
7 CITIGROUPINC 6,508,864 336,834 2.47%
8 APPLE INC 5,948,814 626,172 4.59%
9 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
10 BANCO BILBAO VIZCAYA ARGENTA 5,516,550 40,436 0.30% Put
11 BARRICK GOLD CORP 5,250,356 38,748 0.28%
12 KINROSS GOLD CORP 5,047,466 9,186 0.07%
13 YAHOO INC 4,856,309 161,521 1.18%
14 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
15 GOLDCORP INC NEW 4,093,203 47,317 0.35%
16 YAMANA GOLD INC 4,030,624 7,497 0.05%
17 MICROSOFT CORP 3,201,402 177,614 1.30%
18 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
19 NEW GOLD INC CDA 3,093,697 7,177 0.05%
20 INTEL CORP 2,942,779 101,379 0.74%
21 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
22 INTNED 6 PERP C 2,875,000 287,500 2.11%
23 ISHARES TR 2,806,338 99,036 0.73%
24 GENERAL MTRS CO 2,742,952 93,288 0.68%
25 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
26 FACEBOOK INC 2,561,509 268,088 1.96%
27 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
28 PFIZER INC 2,443,212 78,867 0.58%
29 COMCAST CORP NEW 2,382,974 134,471 0.99%
30 GOLD FIELDS LTD NEW 2,276,586 6,306 0.05%
31 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
32 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
33 VALE S A 2,158,490 7,101 0.05% Put
34 XENOPORT INC 2,153,696 11,824 0.09%
35 ELDORADO GOLD CORP NEW 2,124,686 6,310 0.05%
36 ALAMOS GOLD INC NEW 2,061,346 6,782 0.05%
37 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
38 BANK AMER CORP 1,991,184 33,512 0.25%
39 CISCO SYS INC 1,975,847 53,654 0.39%
40 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
41 ADVANCED MICRO DEVICES INC 1,918,436 5,506 0.04%
42 ISHARES TR 1,812,142 58,333 0.43%
43 COMPANIA DE MINAS BUENAVENTU 1,723,938 7,378 0.05%
44 AK STL HLDG CORP 1,722,992 3,860 0.03%
45 ALTRIA GROUP INC 1,697,593 98,817 0.72%
46 SELECT SECTOR SPDR TR 1,680,880 40,055 0.29%
47 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
48 ISHARES 1,641,738 33,951 0.25%
49 MICRON TECHNOLOGY INC 1,631,182 23,098 0.17%
50 COCA COLA CO 1,600,601 68,762 0.50%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
51 CELGENE CORP 413,022 49,464 0.38%
52 BERKSHIRE HATHAWAY INC DEL 367,334 48,503 0.37%
53 ALIBABA GROUP HLDG LTD 583,658 47,434 0.36%
54 GOLDCORP INC NEW 4,093,203 47,317 0.36%
55 MASTERCARD INCORPORATED 483,500 47,074 0.36% Put
56 MASTERCARD INCORPORATED 469,621 45,722 0.35%
57 Chubb Corporation 332,819 44,145 0.34%
58 DOW CHEM CO 841,257 43,308 0.33%
59 Call T $43.0 Exp Jul 21, 2017 1,254,000 43,150 0.33% Call
60 APPLE INC CALL 407,100 42,851 0.33% Call
61 PROCTER AND GAMBLE CO 526,534 41,812 0.32%
62 ALTRIA GROUP INC 711,100 41,393 0.32% Put
63 CHEVRON CORP NEW 451,414 40,609 0.31%
64 BANCO BILBAO VIZCAYA ARGENTA 5,516,550 40,436 0.31% Put
65 SELECT SECTOR SPDR TR 1,680,880 40,055 0.31%
66 INTERNATIONAL BUSINESS MACHS 290,433 39,969 0.31%
67 BIOGEN INC 127,930 39,191 0.30%
68 DISH NETWORK A 682,560 39,029 0.30%
69 BARRICK GOLD CORP 5,250,356 38,748 0.30%
70 AMERICAN INTL GROUP INC 623,920 38,664 0.30%
71 HOME DEPOT INC 286,597 37,902 0.29%
72 VERTEX PHARMACEUTICALS INC 296,135 37,263 0.29%
73 DISNEY WALT CO 349,005 36,673 0.28%
74 STARBUCKS CORP 610,427 36,644 0.28%
75 PEPSICO INC 355,416 35,513 0.27%
76 VISA INC 441,800 34,262 0.26% Call
77 MONDELEZ INTL INC 764,009 34,258 0.26%
78 BAIDU INC 179,108 33,859 0.26%
79 BANK AMER CORP 1,991,184 33,512 0.26%
80 CAMERON INTERNATIONAL COMPANY 526,369 33,267 0.26%
81 AT&T INC 962,835 33,131 0.25%
82 ISHARES TR 428,747 32,190 0.25%
83 DELTA AIRLINES INC DEL 632,252 32,049 0.25%
84 GOLDMAN SACHS GROUP INC 176,972 31,896 0.25%
85 QIAGEN NV 1,132,198 31,305 0.24%
86 WELLS FARGO & CO NEW 553,744 30,102 0.23%
87 KRAFT HEINZ CO 403,676 29,371 0.23%
88 Call JNJ $125.0 Exp May 19, 2017 284,100 29,183 0.22% Call
89 MERCK & CO INC 537,238 28,377 0.22%
90 APPLE INC 268,000 28,210 0.22% Put
91 PHILIP MORRIS INTL INC 315,928 27,773 0.21%
92 AMAZON COM INC 41,000 27,711 0.21% Call
93 REGENERON PHARMACEUTICALS 50,962 27,666 0.21%
94 CDN IMPERIAL BK COMM TORONTO 410,000 27,007 0.21% Call
95 QUALCOMM INC 526,977 26,341 0.20%
96 BCE INC 654,749 25,286 0.19%
97 NEWMONT CORP 1,400,671 25,198 0.19%
98 O REILLY AUTOMOTIVE INC NEW 98,000 24,835 0.19% Call
99 NIKE INC 389,339 24,334 0.19%
100 EBAY INC 868,341 23,862 0.18%
Page 2 of 23