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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
601 ILLUMINA INC 222,510 31,236 0.04%
602 GENUINE PARTS CO 307,708 31,155 0.04%
603 SUNTRUST BKS INC 757,915 31,135 0.04%
604 ITRON INC 719,843 31,025 0.04%
605 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
606 TATA MTRS LTD 892,400 30,940 0.03%
607 ARCHER DANIELS MIDLAND CO 720,844 30,917 0.03%
608 CAMPBELL SOUP CO 463,008 30,804 0.03%
609 AMERICAN WTR WKS CO INC NEW 362,349 30,622 0.03%
610 CITIZENS FINL GROUP INC 1,523,921 30,448 0.03%
611 TAL ED GROUP 12,804,000 30,419 0.03% PRN
612 BARD C R INC 128,966 30,328 0.03%
613 PFIZER INC 860,828 30,310 0.03%
614 LUMEN TECHNOLOGIES INC 1,043,363 30,268 0.03%
615 OMNICOM GROUP INC 370,638 30,203 0.03%
616 UNITED TECHNOLOGIES CORP 291,697 29,914 0.03%
617 DU PONT E I DE NEMOURS & CO 457,781 29,664 0.03%
618 CMS ENERGY CORP 646,368 29,642 0.03%
619 PERRIGO CO PLC 326,055 29,563 0.03%
620 PRUDENTIAL FINL INC 413,862 29,525 0.03%
621 ALNYLAM PHARMACEUTICALS INC 531,216 29,477 0.03%
622 METLIFE INC 739,953 29,472 0.03%
623 AMERISOURCEBERGEN CORP 371,201 29,444 0.03%
624 YUM BRANDS INC 354,687 29,411 0.03%
625 AMERICAN WTR WKS CO INC NEW 347,622 29,378 0.03%
626 MALLINCKRODT PUB LTD CO 479,589 29,149 0.03%
627 DUKE ENERGY CORP NEW 339,774 29,149 0.03%
628 BANK AMER CORP 2,186,500 29,015 0.03%
629 LABORATORY CORP AMER HLDGS 222,644 29,004 0.03%
630 STRYKER CORP 241,845 28,980 0.03%
631 ENTERGY CORP NEW 356,210 28,978 0.03%
632 PROGRESSIVE CORP OHIO 864,957 28,976 0.03%
633 AVALONBAY COMM 160,517 28,956 0.03%
634 INGERSOLL-RAND PLC 451,850 28,774 0.03%
635 MCDONALDS CORP 238,960 28,756 0.03%
636 LEXICON PHARMACEUTICALS INC 1,999,337 28,690 0.03%
637 Agnico Eagle 1,054,183 28,642 0.03%
638 SKYWORKS SOLUTIONS INC 451,697 28,583 0.03%
639 BAKER HUGHES INC 631,635 28,506 0.03%
640 WISDOMTREE TR 1,238,076 28,488 0.03%
641 INTERNATIONAL FLAVORS&FRAGRA 225,930 28,483 0.03%
642 CLOROX CO DEL 204,137 28,251 0.03%
643 LINEAR TECHNOLOGY CORP 606,958 28,242 0.03%
644 CARNIVAL CORP 637,730 28,188 0.03%
645 BAXTER INTL INC 622,315 28,141 0.03%
646 FIRSTENERGY CORP 805,018 28,103 0.03%
647 CANADIAN PAC RY LTD 217,304 27,987 0.03%
648 LENNAR CORP 606,945 27,980 0.03%
649 MAXIM INTEGR 782,679 27,934 0.03%
650 MOLSON COORS BREWING CO 275,095 27,820 0.03%
Page 13 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193